Search for: "Walls Industries LLC" Results 101 - 120 of 872
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19 Dec 2021, 4:02 pm by Stuart Kaplow
The hotel industry’s “save the towel” campaign was of course not the first modern greenwashing. [read post]
3 Dec 2021, 9:49 am by Kristian Soltes
The Wall Street Journal, citing people familiar with the matter, reported on Tuesday that Biden is mulling tapping Cordray to serve as the vice chairman of banking supervision at the Federal Reserve, which would make him the most powerful person watching over the U.S. banking system. [read post]
3 Dec 2021, 9:49 am by Kristian Soltes
The Wall Street Journal, citing people familiar with the matter, reported on Tuesday that Biden is mulling tapping Cordray to serve as the vice chairman of banking supervision at the Federal Reserve, which would make him the most powerful person watching over the U.S. banking system. [read post]
1 Dec 2021, 5:41 am by Zamansky LLC
The post Stock Selloff Due to OMICRON Exposes On Margin Investors appeared first on Zamansky LLC. [read post]
27 Nov 2021, 7:18 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6191/securities-industry-commentator/SEC Obtains Final Judgment Against Kirk Sperry and Sperry and Sons Capital Investments, LLC in Offering Fraud (SEC Release)Former CEO Of Real Estate Private Equity Investment Firm Sentenced To 5 Years In Prison For $58 Million Securities Fraud (DOJ Release)Texas Man Sentenced to 12… [read post]
19 Nov 2021, 3:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6177/securities-industry-commentator/FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
7 Nov 2021, 7:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6152/securities-industry-commentator/SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures (SEC Release)CFTC Orders United States Commodity Funds LLC to Pay $2.5 Million for Failure to Fully Disclose Information Relating to Trading Limitations to Commodity Pool Participants (CFTC… [read post]
7 Nov 2021, 7:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6152/securities-industry-commentator/SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures (SEC Release)CFTC Orders United States Commodity Funds LLC to Pay $2.5 Million for Failure to Fully Disclose Information Relating to Trading Limitations to Commodity Pool Participants (CFTC… [read post]
27 Oct 2021, 8:07 am by Zamansky LLC
Request a Free Consultation with Securities Fraud Attorney Jake Zamansky Zamansky LLC is an investor protection law firm located in the heart of Wall Street. [read post]
Jennifer Blake is a senior HR consultant at PerformancePoint LLC in Memphis, Tennessee. [read post]
5 Aug 2021, 12:33 pm by Silver Law Group
Requiring heads of firms like Robinhood to register with FINRA would increase accountability on Wall Street. [read post]
1 Aug 2021, 10:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5987/securities-industry-commentator/Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt Listing Rules Related to Board Diversity and to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service (SEC Release… [read post]
26 Jul 2021, 8:00 am by Christopher G. Hill
 Brian (@infraredscans)is a professionally certified Level III Thermographer at IR Services, LLC. [read post]
6 Jul 2021, 4:23 am by Franklin C. McRoberts
The Alleged Partnership CIP is a fascinating case study in the Wall Street-ization of the marijuana industry. [read post]
18 Jun 2021, 8:16 am by Kristian Soltes
The small businesses, which include New York-based 803 Kava LLC and Shen Shu Acupuncture, Wisconsin-based Camp Grounds Coffee LLC, and an independent Michigan hairdresser, accuse Visa and Mastercard of structural conspiracies to keep these fees high. . . . [read post]
27 May 2021, 7:53 pm by Jean O'Grady
She also founded Red Bird Strategy, LLC, a firm specializing in leadership training, team building and change management strategy. [read post]
14 May 2021, 4:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5852/securities-industry-commentator/SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index (SEC Release)Statement on S&P Dow Jones Indices LLC by SEC Commissioner Hester M. [read post]
12 May 2021, 2:58 am
Another proposed mark ran into the TTABrick wall known as the failure-to-function refusal. [read post]