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11 Dec 2018, 7:45 am
After months of anticipation, the just released draft paper Return on Investment Initiative to Advance the President's Management Agenda: Unleashing American Innovation signals that the Administration is serious about addressing a wide range of long neglected issues undermining effective technology commercialization.The paper, generated under the leadership of Commerce Under Secretary Walter Copan, who heads the National Institute of Standards and Technology (NIST), is… [read post]
6 Aug 2018, 6:30 am
(FINRA Case #2016050492101) Walter Warren Parker (CRD #2131232, Wylie, Texas) – An AWC (Accept, Waiver & Consent) was issued in which Parker was fined $7,500 and suspended from association with any FINRA member in all capacities for one month. [read post]
24 Jun 2008, 7:24 pm
He’s very invested in demonstrating there is a lot of Internet porn usage. [read post]
6 Mar 2018, 9:02 am
By Stephan Walter, Research Fellow at the Research Center for Transnational Commercial Dispute Resolution (TCDR), EBS Law School, Wiesbaden, Germany. [read post]
29 Oct 2007, 2:19 pm
David Weisbach, Walter J. [read post]
29 Nov 2007, 12:52 am
Editor: Walter, please describe for our readers the breadth of accounting practice offered by Eisner LLP. [read post]
10 Apr 2017, 7:42 pm
Walters about Dean Foods. [read post]
15 Feb 2013, 10:15 am
Under substitute compliance, where appropriate, the CFTC is committed to permitting foreign firms and, in certain circumstances, overseas branches and guaranteed affiliates of U.S. swap dealers, to comply with Dodd-Frank through complying with comparable and comprehensive foreign regulatory requirements.Senator John Tester (D-MT) asked Chairman Walter when the SEC would take action on a uniform fiduciary standard for investment advisers and brokers. [read post]
20 Aug 2014, 9:23 am
According to several news reports, Walter Reinhardt of North Carolina, pled guilty to 40 charges of securities fraud, common law forgery and common law uttering in North Carolina yesterday. [read post]
28 Jun 2012, 9:42 am
For an example of how the commission works, a retiree invested in relatively low-risk mutual funds but wishing to increase income may be advised to invest in a Real Estate Investment Trust (“REIT”). [read post]
15 Apr 2019, 8:05 am
Cortes was Counsel and Senior Adviser to Chairman Elisse Walter. [read post]
13 Oct 2013, 9:15 am
For example, both Walter Ng and Horwitz touted the funds’ purportedly positive performance at a June 2008 investor dinner in Oakland’s Chinatown. [read post]
25 Jun 2010, 2:13 pm
In essence, the system, identified by the proprietary name Hub and Spoke®, facilitates a structure whereby mutual funds (Spokes) pool their assets in an investment portfolio (Hub) organized as a partnership. [read post]
25 Feb 2010, 6:31 am
If you suffered investment losses in connection to either Julius Everett Johnson or Walter Ray Reinhardt, contact us to tell your story. [read post]
28 Mar 2013, 1:01 pm
In September of last year, the Securities and Exchange Commission brought formal charges against Walter V. [read post]
10 Sep 2023, 6:30 am
Lynn Walter, Michael J. [read post]
10 Sep 2023, 6:30 am
Lynn Walter, Michael J. [read post]
5 May 2010, 2:28 am
Walter Julius Hermann, 41, Dunwoody, Georgia, was also sentenced to serve over 2 years in federal prison on charge of bank fraud involving real estate appraisals he submitted in the [read post]
9 Jul 2012, 3:59 pm
Here's Walter Hamilton with the most unsettling domestic news of the day: Americans worried about running out of money in their golden years are trying a new investment strategy: day trading their retirement funds. [read post]
2 Mar 2011, 8:13 pm
According to court filings, from 2005 through 2008, Moore’s and his co-defendant Walter Netschi, allegedly raised more than $80 million by soliciting investors to invest in ATM machines that were purportedly placed in various retail stores around the country. [read post]