Search for: "Walter Investment" Results 101 - 120 of 750
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11 Dec 2018, 7:45 am by Joseph Allen
After months of anticipation, the just released draft paper Return on Investment Initiative to Advance the President's Management Agenda: Unleashing American Innovation signals that the Administration is serious about addressing a wide range of long neglected issues undermining effective technology commercialization.The paper, generated under the leadership of Commerce Under Secretary Walter Copan, who heads the National Institute of Standards and Technology (NIST), is… [read post]
6 Aug 2018, 6:30 am by Blum Law Group
(FINRA Case #2016050492101) Walter Warren Parker (CRD #2131232, Wylie, Texas)  – An AWC (Accept, Waiver & Consent) was issued in which Parker was fined $7,500 and suspended from association with any FINRA member in all capacities for one month. [read post]
6 Mar 2018, 9:02 am by Matthias Weller
By Stephan Walter, Research Fellow at the Research Center for Transnational Commercial Dispute Resolution (TCDR), EBS Law School, Wiesbaden, Germany. [read post]
29 Nov 2007, 12:52 am
Editor: Walter, please describe for our readers the breadth of accounting practice offered by Eisner LLP. [read post]
15 Feb 2013, 10:15 am by James Hamilton
Under substitute compliance, where appropriate, the CFTC is committed to permitting foreign firms and, in certain circumstances, overseas branches and guaranteed affiliates of U.S. swap dealers, to comply with Dodd-Frank through complying with comparable and comprehensive foreign regulatory requirements.Senator John Tester (D-MT) asked Chairman Walter when the SEC would take action on a uniform fiduciary standard for investment advisers and brokers. [read post]
20 Aug 2014, 9:23 am by Abby Wein
According to several news reports, Walter Reinhardt of North Carolina, pled guilty to 40 charges of securities fraud, common law forgery and common law uttering in North Carolina yesterday. [read post]
28 Jun 2012, 9:42 am by D. Daxton White
  For an example of how the commission works, a retiree invested in relatively low-risk mutual funds but wishing to increase income may be advised to invest in a Real Estate Investment Trust (“REIT”). [read post]
13 Oct 2013, 9:15 am by Allison Tussey
For example, both Walter Ng and Horwitz touted the funds’ purportedly positive performance at a June 2008 investor dinner in Oakland’s Chinatown. [read post]
25 Jun 2010, 2:13 pm by Gene Quinn
In essence, the system, identified by the proprietary name Hub and Spoke®, facilitates a structure whereby mutual funds (Spokes) pool their assets in an investment portfolio (Hub) organized as a partnership. [read post]
25 Feb 2010, 6:31 am by Mark Maddox
If you suffered investment losses in connection to either Julius Everett Johnson or Walter Ray Reinhardt, contact us to tell your story. [read post]
28 Mar 2013, 1:01 pm by David Cosgrove
In September of last year, the Securities and Exchange Commission brought formal charges against Walter V. [read post]
5 May 2010, 2:28 am by atussey@mortgagefraudblog.com
Walter Julius Hermann, 41,  Dunwoody, Georgia, was also sentenced to serve over 2 years in federal prison on charge of bank fraud involving real estate appraisals he submitted in the  [read post]
9 Jul 2012, 3:59 pm by Buce
Here's Walter Hamilton with the most unsettling domestic news of the day: Americans worried about running out of money in their golden years are trying a new investment strategy: day trading their retirement funds. [read post]
  According to court filings, from 2005 through 2008, Moore’s and his co-defendant Walter Netschi, allegedly raised more than $80 million by soliciting investors to invest in ATM machines that were purportedly placed in various retail stores around the country. [read post]