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22 Aug 2023, 8:46 am
NYLIFE Securities Sanctioned for Mutual Fund Overcharges November 2019 – FINRA reportedly sanctioned NYLife Securities with a censure and a $250,000 fine after the firm’s “failure to supervise sales of higher-risk mutual funds. [read post]
19 Aug 2023, 5:43 am
I still work closely with Steven Severaid, who is the President of Greenspan’s Northern California offices, as our companies collaborate on matters for our clients, joint marketing, and mutual assistance on claims. [read post]
17 Aug 2023, 10:49 am
With offices in Seattle, Washington and Chicago, Illinois, the firm reviews securities fraud cases throughout the country. [read post]
16 Aug 2023, 9:04 am
April 2023 – FINRA barred Securities America advisor Michael Raineri of Seattle, Washington after he allegedly converted customer funds. [read post]
16 Aug 2023, 8:25 am
In fact, Bazoum has already appealed to the international community, penning an op-ed in the Washington Post “to help us restore the constitutional order,” and one might wonder whether this appeal includes a request to use force if necessary. [read post]
16 Aug 2023, 7:04 am
Nor is it mutual. [read post]
14 Aug 2023, 5:36 am
This is Volume IV of the major questions doctrine (“MQD”) reading list. [read post]
11 Aug 2023, 5:43 am
The Law School offers multiple study abroad and joint degree programs, including its JD/Master’s in Government Organization and Leadership (GOAL) which places students in externships at federal agencies in Washington D.C. [read post]
10 Aug 2023, 9:31 am
with breaching its fiduciary duty by failing to disclose material conflicts of interest related to its selection of mutual funds and wrap accounts for clients. [read post]
8 Aug 2023, 5:55 am
Lawmakers in Washington don’t agree on a lot these days. [read post]
7 Aug 2023, 5:53 am
That means the United States would not need to de-recognize the People’s Republic of China if Washington recognizes Taiwan as a State. [read post]
7 Aug 2023, 4:30 am
Editor’s Note: This article provides a comprehensive update on the Russian offensive campaign in Ukraine, focusing on key developments from July 31 to August 6, 2023. [read post]
7 Aug 2023, 2:20 am
Lynch reports for the Washington Post. [read post]
3 Aug 2023, 9:30 pm
Many officeholders in European monarchies bought their offices as part of a mutual bargain, and in return for their investment, their office was protected as property – especially in England. [read post]
1 Aug 2023, 11:55 pm
In January of 2017, according to Morningstar, U.S. mutual funds currently hold nearly $1 billion in US Virgin Islands bonds. [read post]
30 Jul 2023, 3:00 am
As discussed in Insurance Surrogates and Insurers Delegating Those Duties Do Not Want Surrogates To Be held Accountable For Failing To Provide Honest and Good Faith Treatment In Washington, and Church Mutual Found To Be Systematically Underpaying Claims By a Federal Judge and Engle Martin Grossly Underestimated The Loss, the modern trend is for the field adjuster to have smaller dollar authority and to delegate much of the adjustment work previously done by general adjusters to… [read post]
28 Jul 2023, 1:02 pm
Elements of Securities Fraud – What you need to know Securities fraud is a serious crime that involves the manipulation of financial markets for personal gain. [read post]
28 Jul 2023, 4:00 am
While some lobbyists are doling out cash, others are fearful any type of public opposition to the former president could make them persona non grata in Washington should he get back to the White House. [read post]
25 Jul 2023, 6:27 pm
To my great delight, I was asked to review Jan Broekman's brilliant new work, Knowledge in Change: The Semiotics of Cognition and Conversation (Springer Nature, 2023). [read post]
25 Jul 2023, 10:40 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
