Search for: "Wells Fargo Funding" Results 101 - 120 of 1,181
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17 Aug 2009, 6:48 am
The pay increases are a politically sticky issue for Wells Fargo because it received $25 billion in federal funds last year through TARP. [read post]
3 Apr 2020, 11:31 am by Renae Lloyd
The SEC Sanctions Wells Fargo for Alleged Supervisory Issues According to reports, the Securities and Exchange Commission has recently announced that Wells Fargo has agreed to pay $35 million over shortcomings with its investment recommendation practices. [read post]
2 Dec 2011, 10:44 am
Bank of America's, Wells Fargo's and Chase's practices along with other banks have been the subject of negotiations with various state and federal agencies. [read post]
3 Oct 2014, 7:51 am by Cathy Moran
You can avoid this further complication to your life by removing your funds from Wells Fargo before you file bankruptcy. [read post]
4 Sep 2020, 6:19 am by Renae Lloyd
From January 2011 through August 2016, Wells Fargo allegedly failed to supervise the recommendations that customers sell a variable annuity and switch to other products such as mutual funds or unit investment trusts. [read post]
15 Jul 2021, 5:25 am by The White Law Group
      The post Tyler Rigsbee, Wells Fargo Advisor, Barred from the Securities Industry appeared first on The White Law Group. [read post]
2 Jul 2015, 3:03 pm by D. Daxton White
This is obviously a big problem for the Wells Fargo Advantage WI Tax-Free Inv fund with Puerto Rico threatening to restructure debt and postpone bond payments. [read post]
6 Oct 2008, 4:05 pm
The fight between Citigroup and Wells Fargo for the remains of Wachovia moved into North Carolina's courts this weekend. [read post]
29 May 2019, 8:50 am by Silver Law Group
Hafen was discharged by Wells Fargo on 8/21/2018, after “entering into financial arrangements with clients that were not approved by the firm. [read post]
26 Feb 2009, 6:37 pm
Earlier this month, the chief executives of the eight biggest banks in the United States, including Citigroup, Bank of America, Wells Fargo, and Goldman Sachs addressed the House Financial Services Committee in an attempt to persuade US lawmakers that billions of dollars in bailout funds were used as intendedâ€â [read post]
Ex-Wells Fargo Broker Jeremy Fortner Allegedly Borrowed Money From Clients Our broker misconduct lawyers investigate claims of losses involving former customers of ex-Wells Fargo Advisors registered representative Jeremy Fortner. [read post]
11 Nov 2008, 9:06 am
The truth of this saying may be tested in coming weeks, as lawmakers and regulators grapple with the question of how to fix an under-the-radar corporate tax break for a few large banks (the federal tax cut for Wells Fargo alone has been estimated at over $20 billion, and the new tax break overall could cost US taxpayers $140 billion) that seems to have been approved without Congress agreeing to it.A Citizens for Tax Justice report from last week outlines the story:When one company… [read post]
9 Jun 2009, 9:32 pm
Evergreen Investment Management Company, a Wells Fargo unit, has agreed to a $40 million settlement with federal and state regulators over allegations that it misrepresented securities in short-term bond funds. [read post]
6 Dec 2011, 3:27 am by Kevin LaCroix
  From the perspective of Wells Fargo, the litigation consequences for the bank from the mortgage meltdown are becoming rather impressive. [read post]
2 May 2012, 6:14 am
("UBS") and Wells Fargo Advisors, LLC ("Wells Fargo") a total of $9.1 million for selling more than $27 billion of complex, non-traditional exchange traded funds ("ETFs") to investors for whom the exotic ETFs were unsuitable. [read post]
3 Oct 2014, 7:51 am by Cathy Moran
You can avoid this further complication to your life by removing your funds from Wells Fargo. [read post]
28 Oct 2008, 6:41 pm
The Plaintiff in the would be class action seeking to enjoin the Wachovia and Wells Fargo merger is pursuing his effort to obtain expedited discovery. [read post]