Search for: "William Shepherd" Results 101 - 120 of 369
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20 Feb 2019, 11:54 am by ccollins
Massachusetts Secretary of the Commonwealth William Galvin’s office has fined United Planners Financial Services of America $100K for failing to properly supervise broker Thomas T. [read post]
18 Mar 2019, 11:04 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today if you invested in DGI Accounts through Gallagher and his companies or suspect you were the victim of a different Texas investor scam. [read post]
31 Oct 2010, 6:02 pm by Howard Friedman
., Oct. 29, 2010), the 5th Circuit Court of Appeals rejected an inmate's claim that his rights under RLUIPA were violated by officials' classification of pages he tore out of a religious magazine as contraband and their refusal to mail them out for him.In Shepherd v. [read post]
16 Apr 2015, 1:56 pm by zieflibrary
 For further information contact Donna Williams, x2243, dswilliams@usfca.edu. [read post]
4 May 2012, 1:06 pm
“Not only are annuities an ‘easy sale,’ the commissions can be huge,” said Texas annuities fraud lawyer William Shepherd. [read post]
17 Jul 2009, 11:42 pm
" Brian Williams and Katie Couric wouldn't dare sign off with the words "and that's the way it is. [read post]
9 Oct 2008, 9:06 pm
She even hid a witness from the defendants: But prosecutors never presented testimony from Williams, who was suppose to be the foreman on the home project, and instead shepherded him out of Washington right before the trial started, all without informing Stevens' attorneys. [read post]
26 Apr 2012, 3:25 pm
Commenting on this recent development, Shepherd Smith Edwards and Kantas, LTD, LLP Partner and Institutional Investment Fraud Lawyer William Shepherd said, “How high should the cost of regulations be on a mega-billion dollar industry with record profits in a recession after just ripping off investors worldwide for trillions of dollars because of lack of regulations? [read post]
5 Jun 2012, 10:08 pm
Shepherd Smith Edwards and Kantas, LTD LLP Partner and securities lawyer William Shepherd, however, is already skeptical of this new plan: “Such limits are not new and are of questionable value. [read post]
24 Jun 2007, 6:48 pm
By: William S Shepherd: When I left the securities industry in 1990, I agumented a law degree with a Master of Law (LLM) in Securities Regulation from Georgetown Law School. [read post]
6 Jan 2007, 7:05 am
Example:  I've been spending some happy hours with James Shapiro's A Year in the Life of William Shakespeare (link), in particular Shapiro's instructive discussion of Shakespeare's As You Like It. [read post]
19 Oct 2011, 6:28 pm
Says Shepherd Smith Edwards & Kantas LTD LLP founder and securities fraud attorney William Shepherd, “Amazing that those who put Lehman into bankruptcy can now use the first dollars available to pay their own legal bills rather than to pay their victims, including investors and the subordinates they led down the garden path to disaster. [read post]
15 Jun 2016, 7:06 am by Rebecca Tushnet
”  [But see the experience of Serena Williams.] [read post]
8 Aug 2008, 7:39 pm
"This is really a political move," says Securities Arbitration attorney WIlliam Shepherd. [read post]
23 Jul 2011, 6:14 pm
Commenting on the proposed legislation, which is known as the Whistleblower Improvement Act (H.R. 2483), Shepherd Smith Edwards and Kantas founder and Stockbroker Fraud Attorney William Shepherd said: “Does this even make sense: Before an employee anonymously reports his or her company is defrauding people, that employee must first report it to management of the company? [read post]
7 Jan 2009, 8:40 am
Shepherd Smith Edwards and Kantas, LLP Founder and Stockbroker Fraud Attorney William Shepherd, however, cautions, "It is not uncommon for mutual fund managers to change the name of funds in an attempt to escape negative publicity. [read post]
29 May 2011, 10:40 pm
Regarding the SEC proposal, Shepherd Smith Edwards founder and securities fraud attorney William Shepherd says, “What took you so long? [read post]