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7 Aug 2023, 12:43 pm by GraceLegere
On July 20, 2023, FINRA barred financial advisor Billy Stanage Jr. [read post]
7 Aug 2023, 2:00 am
”In violation of governing policy, CC allegedly convinced Gold Star families to deposit their survivor benefits in investment accounts that he managed, and would execute trades which yielded him high commissions, all without the families’ consent. [read post]
6 Aug 2023, 9:01 pm by renholding
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
4 Aug 2023, 12:30 pm by Vic Carmody Jr., P.A.
Tissue is looking at a sentence of statutory maximum penalties of 20 years in prison for wire fraud and 5 years in prison for bankruptcy fraud. [read post]
4 Aug 2023, 8:08 am by Rebecca Tushnet
France has required 20-25% reinvestment, Italy considering similar marks. [read post]
4 Aug 2023, 7:18 am by gbaumgartner
Drivers face extended hours as well as variable timetables, making it an unappealing job for prospective workers who are also unhappy that payment for their efforts on the road is determined mostly via mileage rather than skill or time invested in driving, leading to high turnover rates inside this business sector–the trucking industry. [read post]
4 Aug 2023, 7:18 am by gbaumgartner
Drivers face extended hours as well as variable timetables, making it an unappealing job for prospective workers who are also unhappy that payment for their efforts on the road is determined mostly via mileage rather than skill or time invested in driving, leading to high turnover rates inside this business sector–the trucking industry. [read post]
4 Aug 2023, 5:54 am
Sometimes those calls interrupted business meetings, such as a dinner in China with Jonathan Li, the chief executive of an investment fund, where Hunter Biden put his father on speakerphone. [read post]
3 Aug 2023, 9:50 am by Ryan McClead
Do not blindly invest in expensive Generative AI solutions Before investing heavily in Generative AI solutions, you will need to understand how deploying these tools affects your bottom line. [read post]
3 Aug 2023, 7:00 am by Steve Parker
In proposing the amendments, the SEC noted that the investment management industry has experienced considerable growth and change in the 20-plus years since the rule was adopted. [read post]
3 Aug 2023, 6:37 am by Steve Horn
Program experience level classification is based on the following: Novice: completed 1-10 Collaborative cases Intermediate: completed 11 or more Collaborative cases Advanced: completed 20 or more Collaborative cases with an emphasis on programs that will stimulate discussion and debate of challenging topics All: general education/skill building for all levels of experience Please note the following presentation/workshop offerings that attendees from our 2023 Celebration found to be… [read post]
BRPTO’s report is part of that scenario, and it intends to reinforce the need of moving forward with infrastructure investments in all fronts. [read post]
2 Aug 2023, 9:01 pm by renholding
In total, Hugh and Brandon Austin allegedly defrauded 20 victims out of more than $10 million. [read post]
2 Aug 2023, 3:23 pm by admin
The ongoing opioid epidemic has hit Denver hard, with opioid-related deaths rising 20% since 2019. [read post]
2 Aug 2023, 11:54 am by The White Law Group
American Eagle Energy’s shares have lost 96 percent since the bonds were issued in mid-August, closing at 20 cents in New York. [read post]
The procedure for public procurement procedures will take 20 working days once the notification is complete (preliminary review, extendable by 10 working days) and 110 working days in case of an in-depth investigation (extendable by 20 working days). [read post]
1 Aug 2023, 9:05 pm by renholding
Environmental and social (E&S) considerations have become integral to investment decisions in the past two decades, and more public firms are making E&S disclosures. [read post]
Although these types of laws, regulations, and opinions may not expressly prohibit ESG investing, they do seek to limit the consideration of ESG factors at the believed expense of profits or return-on-investment. [read post]