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15 Aug 2018, 12:24 pm
SEC Charges Ameriprise Financial with Failure to Safeguard Client Assets According to a press announcement today, Ameriprise Financial Services Inc. will pay $4.5 million to settle SEC charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
14 Aug 2018, 12:13 pm
” Further, the follow-on offering price was $10.20/share., while the most recent net asset value of $8.50 is over a 16% drop in value. [read post]
7 Aug 2018, 9:07 am
Meanwhile, members of the House Ag Committee questioned an A-list group of witnesses about the appropriate oversight of new assets in the digital age. [read post]
31 Jul 2018, 10:40 am
Capital stock taxes are also nonneutral, as different industries and business structures have vastly different asset mixes. [read post]
25 Jul 2018, 5:43 am
Rowe Price Group Inc. grew profits and assets under management in the second quarter of 2018 compared to last year, but profits fell compared to the same point last quarter. [read post]
24 Jul 2018, 11:28 am
., which is a cryptocurrency trading firm that has the backing of Goldman Sachs Group Inc., and it specifically caters to first-time buyers of virtual coins by streamlining the purchasing process. [read post]
24 Jul 2018, 10:54 am
The securities attorneys at Gana Weinstein LLP are currently investigating NEXT Financial Group, Inc. [read post]
24 Jul 2018, 6:48 am
Its assets include 44 parking facilities located in 15 states. [read post]
20 Jul 2018, 6:15 am
” The Supreme Court’s decision to review this case implicates the scope and applicability of its decision in Janus Capital Group, Inc. v. [read post]
13 Jul 2018, 12:23 pm
Wisconsin Judicare, Inc. [read post]
13 Jul 2018, 5:51 am
NorthStar Healthcare Income, Inc. is a public, non-traded real estate investment trust (REIT) that was formed to originate, acquire and asset manage equity and debt investments in healthcare real estate, according to Bloomberg. [read post]
12 Jul 2018, 9:35 am
If you are concerned about your investment in Tintri Inc. would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation. [read post]
10 Jul 2018, 5:17 pm
REcoin Group, et al., and In re Munchee, Inc.). [read post]
10 Jul 2018, 3:57 am
Currently, Szczepanik serves as the Head of the SEC’s Distributed Ledger Technology Working Group, Co-Head of the Dark Web Working Group, and a member of the FinTech Working Group. [read post]
9 Jul 2018, 3:22 am
In an equitable buyout, the court orders dissolution, but then gives one member (or group of members) an opportunity to buy out the other’s interest, usually after an appraisal, as an alternative to dissolution of the business and liquidation of its assets. [read post]
5 Jul 2018, 9:42 am
From July 2011 until June 2013, Flynn was registered with Capital Investment Group, Inc. [read post]
3 Jul 2018, 8:38 am
On June 4, 2018, the Securities and Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings against deVere USA, Inc. [read post]
3 Jul 2018, 8:38 am
On June 4, 2018, the Securities and Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings against deVere USA, Inc. [read post]
2 Jul 2018, 3:18 am
Nimkoff is a fight over the value of a 3.6% membership interest in a single-asset realty holding LLC owned by a group of medical doctors. [read post]
30 Jun 2018, 12:52 pm
The securities attorneys at Gana Weinstein LLP are investigating claims against Next Financial Group Inc. [read post]
