Search for: "Corporate Funding & Investments LLC"
Results 1181 - 1200
of 1,716
Sorted by Relevance
|
Sort by Date
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
11 Oct 2019, 6:03 am
Posted by John Armour and Horst Eidenmueller (University of Oxford), on Tuesday, October 8, 2019 Tags: Algorithmic trading, Board oversight, Boards of Directors, Charter & bylaws, Financial technology A Stakeholder Approach and Executive Compensation Posted by Seymour Burchman and Mark Emanuel, Semler Brossy Consulting Group, LLC, on Tuesday, October 8, 2019 Tags: Boards of Directors, Executive… [read post]
14 Nov 2017, 8:18 am
FINRA stated that In July 2015, Veron formed Contract Funding and Corporate Management, LLC (“CFCM”) and served as its President. [read post]
18 Jul 2009, 7:31 am
The SEC retained the Center for Enterprise Modernization, operated by the MITRE Corporation, to assist with the creation of a more centralized process to identify leads for potential investigations and inspections. [read post]
30 Mar 2023, 6:52 am
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
22 Apr 2013, 5:41 pm
CHOICE ENVIRONMENTAL SERVICES, a Florida corporation, App [read post]
16 Aug 2016, 7:52 am
When an insured credit union is in danger of failing, the NCUA has the authority to step in as a conservator to preserve the credit union’s assets and to protect the insurance fund.Before its failure, Wescorp was the second largest corporate credit union in the United States and, like many financial institutions before the collapse of the housing market, Wescorp invested in RMBS, which are securities backed by thousands of individual residential mortgages. [read post]
22 Jan 2019, 6:31 am
Through their investment hedge fund, the Stockholders filed suit in Virginia against Telos’ auditor, Goodman & Company, LLC ("Goodman"), claiming that Telos' obligations to pay dividends and ultimately redeem the preferred stock should be treated as current liabilities of Telos; however, Telos and Goodman believed that these should not be treated as current liabilities given the terms of the preferred stock. [read post]
6 Nov 2013, 9:34 am
METRO-DADE INVESTMENTS CO., et al., Respondents. [read post]
3 Oct 2017, 6:25 am
On the other hand, Maria could choose one of the four kinds of pass-through business forms: an S-corporation, a partnership, a limited liability corporation (LLC), or a sole proprietor. [read post]
14 Jun 2016, 7:00 am
Is Your Business a Duly Formed Corporation? [read post]
14 Jun 2016, 7:00 am
Is Your Business a Duly Formed Corporation? [read post]
14 Jun 2016, 7:00 am
Is Your Business a Duly Formed Corporation? [read post]
14 Apr 2022, 11:37 am
According to the United States’ complaint, laboratory executives and employees at True Health Diagnostics LLC (THD) and Boston Heart Diagnostics Corporation (BHD) allegedly conspired with small Texas hospitals, including Rockdale Hospital dba Little River Healthcare (LRH), to pay doctors to induce referrals to the hospitals for laboratory testing, which was then performed by BHD or THD. [read post]
29 Jul 2006, 12:55 pm
A more significant signal that nanotech has arrived may be that in March, San Francisco-based Global Crown Capital LLC started a $250 million nanotechnology-focused hedge fund, the first of its kind. [read post]
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
13 Apr 2018, 4:21 am
LLC, Loan Syndication and Trading Association, and The Travelers Companies Inc. [read post]
19 Oct 2010, 5:46 pm
Asset Purchase: There are two ways to structure the purchase of an existing business: an entity purchase (purchasing the Corporation, LLC or other formal business entity) or an asset purchase. [read post]
5 Mar 2021, 11:00 am
The other newly posted NCAs cover a range of corporate fraud and misconduct. [read post]
11 Jun 2020, 7:25 am
The draft Indenture received by USB on August 25, 2014, two days prior to closing, showed a change in the Investment Manager from Wealth Assurance AG to Private Equity Management, LLC. [read post]
