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12 Jul 2021, 2:48 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
12 Jul 2021, 8:00 am
First, FINRA found that Robinhood has pervasively and negligently provided false or misleading information to its customers. [1] This false information was circulated in spite of Robinhood’s core mission to “de-mystify finance for all” and “democratize finance,” and ranged from misrepresenting customer account balances and buying power, to erroneous communication about customers facing margin calls. [2] Continue Reading › The post FINRA Orders… [read post]
12 Jul 2021, 12:29 am
At the same time, Article 31bis of Trade Related Aspects of Intellectual Property Rights (TRIPS) grants World Trade Organization (WTO) members with insufficient capacity for the production of drugs to contact another WTO member in case of an emergency for help in providing the country with the necessary amount of drugs. [read post]
9 Jul 2021, 12:20 pm
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
9 Jul 2021, 10:20 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
9 Jul 2021, 10:11 am
The law was backed by payment processing technology company CardX LLC, which lobbied the legislature to push through the bill and allow surcharges. [read post]
9 Jul 2021, 7:07 am
SEC NEWS AND SPEECHESGensler eyes new limits on Rule 10b5-1 trading plansAt the CFO Network Summit, SEC Chair Gary Gensler announced that the staff will be preparing recommendations on shoring up Rule 10b5-1 for trading plans by insiders. [read post]
9 Jul 2021, 5:56 am
appeared first on Zamansky LLC. [read post]
9 Jul 2021, 5:50 am
Bainbridge (UCLA), on Monday, July 5, 2021 Tags: Information asymmetries, Inside information, Insider trading, Insider Trading Prohibition Act, Liability standards, Rule 10b-5, Securities enforcement, Securities regulation Supreme Court Confirms that “All” Evidence Rebutting Price Impact Must Be Considered on Motions to Certify Securities-Fraud Classes Posted by John F. [read post]
7 Jul 2021, 1:40 pm
Morgan Securities LLC Geneos Wealth Management, Inc. [read post]
6 Jul 2021, 12:14 pm
-India trade negotiations. [read post]
1 Jul 2021, 3:12 pm
Continue reading The post Former Worden Capital Management LLC Broker, Christopher Orlando, BARRED by FINRA for Excessively Trading 13 Accounts appeared first on Securities Arbitration Lawyer Blog. [read post]
1 Jul 2021, 12:40 pm
II, LLC v. [read post]
1 Jul 2021, 12:40 pm
II, LLC v. [read post]
1 Jul 2021, 9:15 am
Iorio Altamirano LLP is investigating claims on behalf of Robinhood Financial LLC (“Robinhood”) customers who were approved to trade options by Robinhood but did not satisfy eligibility requirements. [read post]
1 Jul 2021, 7:25 am
Westport Capital Markets, LLC and Christopher McClure, Defendants (Order Granting/Denying in Part Motion for Entry of Final Judgments)Former CEO And COO Of JHL Biotech Charged With Conspiracy To Steal Trade Secrets And Commit Wire Fraud Exceeding $101 Million (DOJ Release)... [read post]
1 Jul 2021, 6:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
30 Jun 2021, 3:20 pm
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
30 Jun 2021, 8:50 am
” Continue reading The post Breaking News: Robinhood Ordered to Pay $70 Million, the Largest Financial Penalty Ever Ordered by FINRA appeared first on Securities Arbitration Lawyer Blog. [read post]
29 Jun 2021, 6:20 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
