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2 Apr 2009, 12:37 pm
By Bart Mallon, Esq. www.series34exam.com Discussion about How to Take and Pass the Series 34 Exam On Thursday I took the Series 34 Exam and I passed. [read post]
24 Nov 2011, 9:03 pm
For George Soros, the move from one to the other is natural and logical; for most credit analysts and hedge fund managers, this is a strange turn indeed. [read post]
24 Nov 2011, 8:55 pm
For George Soros, the move from one to the other is natural and logical; for most credit analysts and hedge fund managers, this is a strange turn indeed. [read post]
29 Mar 2007, 1:15 am
The libel case stems from Overstock.com's allegations that a hedge fund and Gradient Analytics, which analyzes stock for investors, conspired to drive down the online retailer's stock to profit from the short selling of its shares. [read post]
10 Mar 2011, 3:59 pm
Not content to sue Creative Loafing, the small company that owns the Washington City Paper and free weeklies in a few other cities, Snyder also sued Atalaya Capital Management, a New York-based hedge fund that acquired the chain following bankruptcy proceedings. [read post]
26 Sep 2022, 7:33 am
[The firm] has broad experience representing hedge fund and private equity firms in a variety of disputes . . . [read post]
23 Oct 2012, 9:17 am
For people looking to hedge against tax risk, one option they have is to maximize contributions to their Roth IRA. [read post]
28 Sep 2021, 2:15 am
Scott Wayne Reed Allegedly Made Multiple Unsuitable Investment Recommendations Reed investors should be aware that broker Scott Reed reportedly sold unsuitable investments in private placements, oil and gas investments, hedge funds, and mutual funds. [read post]
18 Mar 2025, 8:59 am
SB208– Specifies that the use of funds paid to a general contractor or subcontractor and used by such contractor or subcontractor before paying all amounts due for labor performed or material furnished gives rise to a civil cause of action for a party who is owed such funds. [read post]
28 Sep 2021, 2:15 am
Scott Wayne Reed Allegedly Made Multiple Unsuitable Investment Recommendations Reed investors should be aware that broker Scott Reed reportedly sold unsuitable investments in private placements, oil and gas investments, hedge funds, and mutual funds. [read post]
8 Sep 2020, 9:39 am
Silver vigorously advocates for investors and employees who are bringing claims against members of the financial services industry, such as hedge funds, brokerage firms, and individual brokers. [read post]
28 Sep 2021, 2:15 am
Scott Wayne Reed Allegedly Made Multiple Unsuitable Investment Recommendations Reed investors should be aware that broker Scott Reed reportedly sold unsuitable investments in private placements, oil and gas investments, hedge funds, and mutual funds. [read post]
27 Oct 2011, 6:47 am
Gupta, 62, became the most prominent figure charged in a federal crackdown on insider trading that recently led to an 11-year prison sentence for his alleged co-conspirator, hedge fund billionaire Raj Rajaratnam. [read post]
27 Oct 2022, 9:30 am
And of course, I think that the advantage of being in what you call a full-service law firm, which we are and which many of the ILN members are, is that you are relatively well hedged in that you have cyclical and countercyclical practices. [read post]
1 Feb 2010, 8:05 am
Here’s for the tort lawyers! [read post]
15 Jun 2023, 12:08 pm
After the two high-profile arrests, the SEC’s Inspector General found that between June 1992 and December 2008, the SEC had received six credible complaints asserting that Madoff’s hedge fund was a Ponzi scheme in disguise. [read post]
24 Mar 2009, 10:55 am
But, said Deadeye the tax lawyer, shouldn't the matter be viewed as follows? [read post]
27 Jun 2007, 9:41 am
Jones and the Raiders of Lost Capital; Hedge Fund Regulation, Part II; An SRO Proposal, 32 Delaware Journal of Corporate Law (2007). [read post]
5 Jul 2007, 7:12 am
Jones and the Raiders of Lost Capital; Hedge Fund Regulation, Part II; An SRO Proposal, 32 Delaware Journal of Corporate Law (2007). [read post]
2 Aug 2012, 11:00 am
Neck and Neck in Fund Raising According to filings with the New York State Board of Elections, both candidates put on strong fund raising drives during the first half of the year. [read post]