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6 Dec 2017, 9:39 am
More Blog Posts: Sexual Harassment at Company Holiday Parties in New York, New York Employment Attorney Blog, December 5, 2017 Bullying and Sexual Harassment in New York City Workplaces, New York Employment Attorney Blog, November 28, 2017 How Employment Laws in New York and Around the Country Deal with Sexual Assault as a Form of Sexual Harassment, New York Employment Attorney Blog, November… [read post]
1 Dec 2017, 8:00 am
But there are still interesting parallels, including questions about the extent to which monopolists can facilitate non-legal enforcement (De Beers in the diamond trade; major stock exchanges at times in the sovereign debt markets, such as the London Stock Exchange in the first era of bond lending). [read post]
20 Nov 2017, 2:33 pm
The plaintiffs allege that the truth was disclosed when the New York Attorney General sued the bank on June 25, 2014, causing its share price to fall by 7.4 percent the next day. [read post]
15 Nov 2017, 9:50 am
Investors faced the prospect of losses as Corporate Capital Trust, a former non-traded business development company listed its shares on the New York Stock Exchange this week under the ticker symbol CCT. [read post]
15 Nov 2017, 4:28 am
Under the Securities and Exchange Commission’s Regulation D, an organization may issue a private offering of stock to raise funds without officially registering to “go public. [read post]
14 Nov 2017, 3:27 am
Speaking on November 9th, 2017, at this year’s Institute on Securities Regulation in New York City, Chairman Clayton warned ominously that ICOs in many cases looked like securities. [read post]
12 Nov 2017, 11:00 pm
Following news of the lawsuit, Barclays’ stock price fell 7.38 percent. [read post]
12 Nov 2017, 9:24 am
From September 2007 until March 2016 Keane was associated with UBS out of the firm’s Melville, New York office location. [read post]
8 Nov 2017, 4:47 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
7 Nov 2017, 5:00 am
” On Saturday, as the purge was occurring, President Trump tweeted that he “[w]ould very much appreciate Saudi Arabia doing their IPO of Aramco with the New York Stock Exchange. [read post]
5 Nov 2017, 2:56 pm
” On August 29, 2017, the SEC announced several trading suspensions of the common stock of certain issuers who made claims regarding their investments in ICOs or touted coin/token related news. [read post]
5 Nov 2017, 7:33 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
5 Nov 2017, 12:00 am
Sept. 20, 2017), the United States District Court for the Southern District of New York granted Alexander M. [read post]
5 Nov 2017, 12:00 am
Sept. 20, 2017), the United States District Court for the Southern District of New York granted Alexander M. [read post]
1 Nov 2017, 10:21 am
FINRA was formed by a consolidation of the NYSE (New York Stock Exchange) and NASD. [read post]
31 Oct 2017, 7:21 am
The New York Times reports that the potential agreement could also “fundamentally recalibrate how the region’s oil is exported. [read post]
27 Oct 2017, 5:00 am
Cory Booker and Kamala Harris, as well as Eric Holder Jr., the former attorney general, for a private dinner in July in Bridgehampton, New York. [read post]
24 Oct 2017, 10:58 am
By contrast, capital will bear some of the corporate tax if: Domestic capital is fixed in quantity (no reduction in saving due to the tax); A sufficient amount is unable or unwilling to move abroad for any of several reasons—such as that savers will not purchase foreign securities, or consumers have a strong preference for domestic goods and services; The quantity of capital moving abroad is large enough relative to the world stock that it depresses return on foreign-sited capital;… [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
