Search for: "Private Capital Investments, LLC"
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12 Jun 2012, 2:00 am
After an investigation by the SEC’s Boston office, the SEC alleges that Gabriel and Marco Bitran, through their firms, GMB Capital Management LLC and GMB Capital Partners LLC, raised millions of dollars by falsely telling investors that they had a successful fund track record but failed to inform investors that the track record was not based on actual trades but on back-tested hypothetical simulations. [read post]
11 Jun 2012, 11:04 am
The exemptions are not available to public companies in the United States, to foreign private issuers or to private investment companies (hedge funds, etc.). [read post]
6 Jun 2012, 8:00 am
According to the complaint, MGIC, a private mortgage insurance company, owned a 46% equity stake in Credit Based Asset Servicing and Securitization, LLC (“C BASS”). [read post]
5 Jun 2012, 8:35 am
In addition, JobsOhio—a private, nonprofit corporation created by the Kasich administration to attract jobs to Ohio (see http://jobs-ohio.com)—has recently struck deals with several large corporations to keep and/or bring jobs to the state, including Ford, American Greetings, Chrysler, Timken, Abercrombie & Fitch, General Motors, Lincoln Electric, and Wendy's, with many of these companies also making significant investments in new or updated facilities. [read post]
30 May 2012, 7:43 pm
(the "Fund"), along with GLR Capital Management, LLC ("GLR Capital"), which acted as the Fund's general partner, and GLR Advisors, LLC ("GLR Advisors"), which acted as investment advisor to the Fund. [read post]
24 May 2012, 4:46 pm
According to its website, “Hillspire is an integrated family office investment management firm that was formed in 2006 to manage the capital of a California-based family. [read post]
16 May 2012, 1:28 am
Similar questions can also arise when a director or officer is also acting a director or officer of more than one entity or organization -- for example, where an individual is serving at the request of a private equity or venture capital firm on the board of a portfolio company. [read post]
9 May 2012, 7:13 am
Waters Capital LLC ("Waters Capital"), have been charged by the Securities and Exchange Commission ("SEC") with creating bogus private placements - Port Huron Partners LP and Port Huron Partners II LP (collectively "Port Huron Funds") - and bilking investors out of at least $780,000. [read post]
9 May 2012, 6:35 am
Burger King is about to go public again, after being taken private about two years ago by 3G Capital. [read post]
5 May 2012, 9:49 am
Carlyle Investment Management LLC et al. v. [read post]
3 May 2012, 9:13 am
Krieger, Legal Director, Huntsman Gay Global Capital, LLC Jason Ment, Partner, General Counsel & Chief Compliance Officer, StepStone Group LLC Helane L. [read post]
2 May 2012, 2:05 pm
Malfettone, Senior Managing Director, Chief Operating Officer & Chief Compliance Officer, Clayton, Dubilier & Rice LLC Jim O’Connor, Chief Compliance Officer, Golden Gate Capital Joel A. [read post]
2 May 2012, 6:27 am
More recently, sales of private placements were responsible for the shuttering of broker/dealer Cambridge Legacy Securities LLC. [read post]
2 May 2012, 5:00 am
Krieger, Legal Director, Huntsman Gay Global Capital, LLC Jason Ment, Partner, General Counsel & Chief Compliance Officer, StepStone Group LLC Helane L. [read post]
25 Apr 2012, 10:40 am
Much of the demise stems from sales involving private placements issued by Medical Capital Holdings; preferred stock investments sponsored by Provident Royalties LLC; and tenant-in-common exchanges that were manufactured by DBSI, Inc. [read post]
25 Apr 2012, 8:25 am
Another seller of high-risk private placements has withdrawn from FINRA. [read post]
24 Apr 2012, 10:57 am
IFA plans to issue a final RFP in late July, 2012 with award and execution of the comprehensive public-private partnership agreement by year’s end. [read post]
23 Apr 2012, 3:05 pm
Apparently, both the RMC Medstone Capital V and VI notes were sold to the public under the Regulation D exemption for private offerings (Reg D exemptions apply to certain private offerings and exempt investments from the typical SEC filing requirements). [read post]
17 Apr 2012, 1:43 pm
According to Investment News, problems with this particular REIT started to come up as early as 2005, when the fund stopped bringing in capital. [read post]
3 Apr 2012, 12:55 pm
Morgan Stanley Mortgage Capital Holdings, LLC, 27 A.3d 531, 537 (Del. 2011). [read post]
