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14 Oct 2010, 11:00 pm
Charles J, who heard and dismissed Prudential’s application for judicial review, accepted much of what underlies Prudential’s argument. [read post]
17 Jul 2010, 11:13 am
To be instructive and to spur more prudential banking from Big Banks, the penalty needs to be severe enough to be taken very seriously. [read post]
31 Mar 2008, 5:48 am
-Work to establish as a long-term goal three major regulators: the Federal Reserve as a "market stability regulator"; a "prudential financial regulator" to take over the functions of five separate banking regulators; and a "business conduct regulator" to regulate business conduct and consumer protection.Merging the CFTC and SEC certainly isn't new. [read post]
20 Apr 2015, 4:09 pm
The BIS global liquidity indicators Balance sheet structure indicators and the financial cycle Sessions 3A and 4A: The use of sample surveys – The use of sample surveys to support monetary and financial stability analysis: an overview of the Central Bank of Nigeria Demystifying output gap pressure through surveys in a monetary analysis setting: an experimental perspective Results of a survey on inflation outlook of firms in the Bank of Japan’s “Short-term economic… [read post]
7 Nov 2019, 6:51 pm
The Bill implements recommendation 2.4 of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) by amending the Corporations Act 2001 (Cth) in order to: remove grandfathering arrangements for conflicted remuneration and other banned remuneration in relation to financial advice provided to retail clients, by 1 January 2021; and establish a scheme by regulation under which amounts that would otherwise have… [read post]
20 Mar 2012, 5:37 pm
It would be for the European Parliament and the Council to decide, in the context of the current review of MiFID, whether, similarly to banks, CSDs should be exempted from certain rules of MiFID. [read post]
Ninth Circuit En Banc Panel Finds Goleta’s Mobile Home Rent Control Ordinance Did Not Cause a Taking
23 Dec 2010, 11:22 am
Hamilton Bank of Johnson City, 473 U.S. 172 (1985) to be prudential rather than jurisdictional in order to address, and reject, the Guggenheim’s facial takings claims on the merits. [read post]
21 Mar 2012, 3:06 am
In a surprise move, coming after Senate Republicans killed an amendment to reauthorize the Export-Import Bank, Senate Majority Leader Harry Reid (D-NV) canceled a remaining vote on the bill and called a meeting of Senate Democrats. [read post]
31 Aug 2009, 2:41 pm
Prudential Ins. [read post]
22 Dec 2010, 2:24 pm
Prudential Life Ins. [read post]
12 Jul 2023, 10:01 am
Together with the Bank of England and the Prudential Regulation Authority, the FCA will be regulating critical third parties and setting standards for their services, including AI services, to the UK financial sector. [read post]
18 May 2016, 8:22 am
A Westchester County Probate Lawyer said the disputed transfers occurred between 2005 and 2008, and consisted of the following: loans made to an individual which were assigned to the secretary pursuant to a Memorandum of Understanding dated July 1, 2005; loans to which were conditionally assigned to the secretary and the surviving heirs by Agreement and Memorandum of Understanding dated May 11, 2006; various corporate debts assigned to the secretary commencing May 1, 2006; accounts and an annuity… [read post]
10 Apr 2018, 6:45 am
The Business Plan states that the PRA’s strategic goals are to: have in place robust prudential standards comprising the post-crisis regulatory regime (pages 10-11); continue to adapt to changes in the external market and to hold regulated firms, and those who run them, accountable for meeting the PRA’s standards (pages 11-12); ensure that firms are adequately capitalised, and have sufficient liquidity, for the risks they are running or planning to take (pages 12-14); develop… [read post]
16 Jul 2014, 4:35 pm
For depository institutions with assets of $10 billion or less, the CFPB’s rules apply but enforcement authority remains with the banking regulators, subject to certain prerogatives of the CFPB. [read post]
28 May 2010, 8:11 am
This year's average also includes results at three companies (Edison International, Wells Fargo, and Bank of America) that agreed to hold advisory votes, and thus one would expect to see less investor support, Keenan said. [read post]
7 Jul 2021, 8:55 pm
On 6 July 2021, the following European Commission Implementing Decisions on the equivalence of the regulatory regimes of third countries under the European Market Infrastructure Regulation were published in the Official Journal of the EU: Commission Implementing Decision (EU) 2021/1103 of 5 July 2021 on the recognition of the legal, supervisory and enforcement arrangements of Brazil for derivatives transactions entered into by Brazilian institutions under the regulation of the Central Bank… [read post]
5 Nov 2013, 2:42 pm
For this installment, we added a little twist, holding a panel discussion and interactive Q&A with Ali Corton of Real Estate Executives Boston West, Chuck Silverston of Prudential Unlimited in Brookline and Dee Reddington of Bank of Canton. [read post]
18 Apr 2019, 8:40 am
This work has resulted in a financial system with individual institutions that are demonstrably more safe and more sound than before, and a much more resilient banking system overall. [read post]
29 Oct 2010, 3:00 pm
Prudenti, Pres. [read post]
5 Apr 2008, 4:53 pm
.; Prudential Financial Inc.; Microsoft Corp.; Johnson & Johnson; Tyson Foods Inc.; The Coca-Cola Co.; and Bank of America Corp. [read post]
