Search for: "Securities and Exchange Commission"
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15 Nov 2016, 5:36 pm
Securities and Exchange Commission. [read post]
16 Jul 2008, 5:15 pm
News release: "The Securities and Exchange Commission today issued an emergency order to enhance investor protections against "naked" short selling... [read post]
29 Jun 2010, 12:48 pm
The Securities and Exchange Commission agreed to settle a wrongful termination suit filed by a former staff lawyer who was fired during an insider-trading investigation. [read post]
23 Sep 2008, 4:32 pm
A second firm has voluntarily chosen to drop out of the Securities and Exchange Commission's no-short-selling list, even as that roster continues to grow. [read post]
21 Sep 2010, 10:38 am
A federal appeals court reinstates the Securities and Exchange Commission's insider-trading case against the owner of the Dallas Mavericks basketball team. [read post]
1 Jun 2011, 5:13 pm
Cheryl Scarboro, the head of the Securities and Exchange Commission's foreign bribery unit, is leaving the agency to join the law firm's Washington office. [read post]
28 Feb 2012, 3:07 pm
Goldman Sachs and Wells Fargo disclosed that they were facing inquiries from the Securities and Exchange Commission over mortgage-related investments that the firms offered to investors. [read post]
25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
30 Aug 2011, 12:19 pm
The Securities and Exchange Commission reached a settlement with the former chief financial officer of Beazer Homes USA to recover $1.4 million in bonus and stock profits. [read post]
5 Jul 2012, 11:56 am
The Securities and Exchange Commission on Thursday named Norman B. [read post]
16 Aug 2012, 9:13 am
The Securities and Exchange Commission has accused College Football Hall of Fame coach Jim Donnan of orchestrating an $80 million Ponzi scheme. [read post]
10 Feb 2012, 6:27 am
Securities and Exchange Commission Issues 5 Page Report Announcing 1 Word Change... [read post]
8 Jul 2008, 11:12 pm
News release: "The Securities and Exchange Commission today released findings from extensive 10-month examinations of three major credit rating agencies... [read post]
23 Sep 2008, 10:39 pm
News release: "As part of the Securities and Exchange Commission's third annual Seniors Summit held in Washington today, the staff... [read post]
29 Mar 2010, 3:41 pm
The Securities and Exchange Commission is questioning Wall Street firms about whether they employed accounting strategies like those that Lehman Brothers was accused of using to hide leverage. [read post]
28 May 2010, 2:40 am
Goldman Sachs is looking to avoid a charge of fraud from the Securities and Exchange Commission by coming to a settlement over a lesser offense, The Financial Times reported. [read post]
1 Aug 2008, 3:02 am
News release: "Securities and Exchange Commission Chairman Christopher Cox and U.S. [read post]
27 Oct 2011, 5:46 pm
The Federal Bureau of Investigation began looking into the case two weeks ago, and the Securities and Exchange Commission and other regulators have now followed suit. [read post]
24 Feb 2012, 12:59 pm
This talk of a crackdown on white-collar crime comes after the Securities and Exchange Commission was assailed for failing to rein in Wall Street ahead of the 2008 financial crisis. [read post]
16 Mar 2011, 8:52 am
The law firm is pushing the Securities and Exchange Commission to amend the reporting requirements for activist investors, an unintended consequence of the Dodd-Frank regulatory overhaul. [read post]
