Search for: "Securities and Exchange Commission"
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21 Sep 2010, 10:38 am
A federal appeals court reinstates the Securities and Exchange Commission's insider-trading case against the owner of the Dallas Mavericks basketball team. [read post]
10 Jun 2009, 5:03 am
The Obama administration intends to seek new powers for the Securities and Exchange Commission to force financial firms to give shareholders votes on executive pay packages. [read post]
2 Sep 2011, 2:03 pm
In a filing with the Securities and Exchange Commission, the bank announced that its former chief executive, who resigned on Wednesday, would receive an immediate severance of $2 million. [read post]
17 Sep 2008, 10:44 pm
News release: "The Securities and Exchange Commission today took several coordinated actions to strengthen investor protections against "naked" short selling.... [read post]
15 Jul 2009, 12:08 pm
A former Goldman Sachs banker and 10 other people were sued by the Securities and Exchange Commission, which accused them of insider trading ahead of merger announcements. [read post]
4 Dec 2020, 9:44 am
Securities and Exchange Commission said Friday that The Cheesecake Factory settled charges that it misled investors on the impact the pandemic was having on its business. [read post]
30 Aug 2010, 1:11 pm
Conte, a longtime lawyer in the Securities and Exchange Commission's enforcement unit, is leaving the agency to join Steptoe & Johnson. [read post]
20 Aug 2012, 11:03 am
Mazzo, the chief of Advanced Medical Optics, may have some legal strategies to defend against insider trading charges by the Securities and Exchange Commission. [read post]
31 Aug 2010, 3:44 pm
News release: "The Securities and Exchange Commission today issued a report cautioning credit rating agencies about deceptive ratings conduct and... [read post]
9 Sep 2012, 6:04 pm
Under a bill that could curb the influence of the Securities and Exchange Commission, the White House would receive explicit authority to influence the rule-making process at independent agencies. [read post]
16 Sep 2009, 12:44 pm
Amid the storm of pay-to-play scandals and as pay-to-play has become an increasingly hot-button state issue, the Securities Exchange Commission […] [read post]
18 Jul 2008, 10:10 pm
News release: "The Securities and Exchange Commission today announced that the Federal Home Loan Mortgage Corporation (Freddie Mac) has voluntarily... [read post]
16 Sep 2009, 3:47 pm
News release: "Securities and Exchange Commission Chairman Mary L. [read post]
1 Jun 2012, 2:11 pm
The Securities and Exchange Commission adopted measures that would enforce market-wide circuit breakers and prevent erroneous trades from entering the system. [read post]
8 Jul 2008, 11:12 pm
News release: "The Securities and Exchange Commission today released findings from extensive 10-month examinations of three major credit rating agencies... [read post]
29 Mar 2010, 3:41 pm
The Securities and Exchange Commission is questioning Wall Street firms about whether they employed accounting strategies like those that Lehman Brothers was accused of using to hide leverage. [read post]
9 Jul 2009, 4:36 am
Securities and Exchange Commission. [read post]
17 Mar 2010, 12:06 pm
Schapiro, the chairwoman of the Securities and Exchange Commission, confirmed Wednesday that the agency was investigating several companies' actions in the run-up to the financial crisis of 2008. [read post]
28 May 2010, 2:40 am
Goldman Sachs is looking to avoid a charge of fraud from the Securities and Exchange Commission by coming to a settlement over a lesser offense, The Financial Times reported. [read post]
28 Jul 2010, 8:52 am
The Securities and Exchange Commission apparently no longer has to comply with requests for information from the public because of a little-noticed provision in the new financial regulations. [read post]
