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11 Jan 2013, 4:06 am
- Broc Romanek [read post]
30 Nov 2018, 3:34 am
Now, the SEC has posted an Edgar questionnaire, hoping to get feedback concerning the user-filing experience… Blockchain & Audits Recently, PCAOB Board Member Kathleen Hamm gave this speech about the intersection of blockchain & auditing… Don’t forget to tune into our upcoming webcast: “Audit Committees in Action: The Latest Developments“… – Broc Romanek [read post]
27 Apr 2016, 2:31 am
Please participate in this anonymous poll: bike trails – Broc Romanek [read post]
22 Dec 2015, 3:23 am
They are all quite distinct – Kirkland’s & Pearl Meyers are simple (which I like), Davis Polk has one that is like a puzzle (sort of), Morris Nichols has a pretty winter scene of Wilmington, and Haynes and Boone has a very elaborate flight through a traditional winter wonderland…thanks to WilmerHale’s Tom White & BrooksPierce’s David Smyth for the inspiration to follow-through on this blog… – Broc Romanek [read post]
19 May 2016, 3:08 am
– Broc Romanek [read post]
13 Apr 2017, 3:39 am
” – Broc Romanek [read post]
2 Apr 2009, 4:09 am
- Broc Romanek [read post]
15 Jun 2012, 2:00 am
Resume Lies Yesterday, Broc Romanek discussed in this post a resume problem that recently made the news. [read post]
29 Apr 2015, 3:25 am
Also weigh in on this poll about whether you want us to conduct a webcast on this new proposal: survey hosting – Broc Romanek [read post]
19 Aug 2015, 3:15 am
Here’s a list of the nine panels that will span over four hours of practical instruction on Tuesday: – “Overview: The Final Rules” – “Getting Ready for Compliance: Sampling & Other Data Issues” – “Streamlining Your Compliance Efforts” – “Board Presentations: What To Tell Boards Now” – “Disclosure: Handling the Transition Period” – “Parsing Model Disclosures: US-Only Workforces”… [read post]
19 May 2010, 5:00 am
- Broc Romanek [read post]
7 Jun 2010, 4:34 am
" - Broc Romanek [read post]
30 Jul 2013, 4:05 am
] - Broc Romanek [read post]
2 Mar 2017, 3:58 am
– Broc Romanek – still employed (but the day is young)… [read post]
18 May 2017, 3:36 am
– Broc Romanek [read post]
12 Jun 2015, 3:26 am
Even with that as a backdrop, I’m pretty confident that a number of qualified individuals would be more than happy to become a Commissioner… – Broc Romanek [read post]
7 Jan 2016, 3:22 am
Sound advice from Keith Bishop in this blog – perhaps a little late now that the holiday party circuit is over… – Broc Romanek [read post]
25 Apr 2011, 4:41 am
Broc Romanek at DealLawyers.com writes about it here. [read post]
23 Apr 2015, 3:33 am
Meanwhile, this page lists 6 Twitter handles for the SEC, including two of the regional offices having their own handles… Private Placement Brokers: FINRA Highlights In Annual Exam Letter As covered in this Morrison & Foerster memo, FINRA has published a longer annual priorities letter than it typically does – and tackles a number of issues related to private placements including: – Inadequate due diligence by broker-dealers in connection with private placements –… [read post]
21 Sep 2018, 3:54 am
– Broc Romanek [read post]
