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4 Jan 2013, 5:00 am by Doug Cornelius
Corp Fin’s New Position on Use of “Vote All of Board’s Recommendation” Button by Broc Romanek in TheCorporateCounsel.Net Recently, Broadridge sent this letter to companies explaining a big change going forward over how voting choices will be displayed. [read post]
4 Jan 2013, 4:54 am by Broc Romanek
The grace period for this site will end on Monday night - and you will need to renew to access these upcoming programs: - "Dissecting the Quarterly Earnings Process" (1/10) - "The 'Former' Corp Fin Staff Speaks" (1/16) - "Pat McGurn's Forecast for 2013 Proxy Season: Wild and Woolly" (1/24) - "Rule 10b5-1 Plans Under Attack: The Latest Practices" (2/5) - "Conduct of the Annual Meeting" (3/5) - Broc Romanek [read post]
31 Oct 2012, 4:24 am by Broc Romanek
- NLRB's New Restrictions on Social Media Policies - Food for Thought: The Audit Committee's Dilemma - Sarbanes-Oxley and Audit Reform - Insider Trading: Open Window Trading Periods Not Mandatory - Broc Romanek [read post]
12 Sep 2012, 4:01 am by Broc Romanek
The Second Deal Cube Tourney: Round One; 11th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Old-Fashioned Movie Reel & VHS Videotape - Michael Jordan (he served on company's board) - Indian Headdress - Colorful Bottle Online Surveys & Market Research - Broc Romanek [read post]
11 Sep 2012, 4:54 am by Broc Romanek
The Second Deal Cube Tourney: Round One; 10th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - TNT to Implode Dunes Casino - Sonic Care Toothbrush - Pink Panther Gumby Holding Globe - Curved Online Surveys & Market Research - Broc Romanek [read post]
10 Sep 2012, 4:22 am by Broc Romanek
Hutton-Drexel Burnham RIP - Satellite Dish - Globe Online Surveys & Market Research - Broc Romanek [read post]
5 Sep 2012, 5:34 am by Doug Cornelius
Sources: Proposed Rule SEC Press Release Comment on the Proposed Rule Commissioner Gallagher’s speech Commissioner Aguilar’s speech Liveblogging SEC open meeting on lifting the ban on general solicitation by William Carleton SEC Proposes Rule 506/144A Changes Including Removing General Solicitation Ban by Broc Romanek in The Corporate Counsel .net The SEC (Finally) Issues a Preliminary Rule for Repeal of the Regulation D General Solicitation Requirements by Alexander… [read post]