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30 Sep 2016, 12:41 pm by D. Daxton White
Brokerage firms are required to supervise their advisors to ensure that they are complying with FINRA rules. [read post]
9 May 2016, 6:19 am by Joy Waltemath
Sony Pictures Imageworks Inc. and Sony Pictures Animation Inc. would pay $13 million under a proposed deal that would take them out of the class wage suppression litigation on behalf of “several thousand” animation and visual effects workers. [read post]
ESI Energy Inc. is a wholly-owned subsidiary of NextEra Energy Resources LLC, which is owned by NextEra Energy Inc. [read post]
31 Mar 2009, 10:53 am
  The source of the Salmonella was traced back to Setton Pistachio of Terra Bella, Inc. in California. [read post]
30 Apr 2020, 2:38 pm by Ben Vernia
On April 29, the Department of Justice announced that Chicago, Illinois-based Guaranteed Rate Inc., has agreed to pay $15 million to settle allegations – originally brought by a whistleblower – that the mortgage underwriter submitted claims that violated the False Claims Act and FIRREA. [read post]
30 Apr 2020, 2:38 pm by Ben Vernia
On April 29, the Department of Justice announced that Chicago, Illinois-based Guaranteed Rate Inc., has agreed to pay $15 million to settle allegations – originally brought by a whistleblower – that the mortgage underwriter submitted claims that violated the False Claims Act and FIRREA. [read post]
23 Mar 2021, 7:23 am by Renae Lloyd
Dalmore Group, Inc. is a dually registered investment adviser and broker dealer, headquartered in Woodmere, NY. [read post]
28 Sep 2007, 8:03 am
If the agency doesn't create a policy that complies with Morales v. [read post]
19 Feb 2024, 6:32 am
Posted by Dian Zhang and Kate Jordan, Gartner, Inc., on Monday, February 19, 2024 Editor's Note: Dian Zhang is a Senior Research Principal, and Kate Jordan is a Senior Principal Advisor at Gartner, Inc. [read post]
19 Feb 2024, 6:32 am
Posted by Dian Zhang and Kate Jordan, Gartner, Inc., on Monday, February 19, 2024 Editor's Note: Dian Zhang is a Senior Research Principal, and Kate Jordan is a Senior Principal Advisor at Gartner, Inc. [read post]
20 Jun 2013, 4:21 am by Gilles Cuniberti
If Google Inc. does not comply with this formal notice at the end of the given time limit, CNIL’s Select Committee (formation restreinte), in charge of sanctioning breaches to the French Data Protection Act, may issue a sanction against the company. [read post]
25 Jan 2012, 6:25 am
Baptist Hospital of Miami and Indian River Memorial Hospital, Inc. v. [read post]
25 Jan 2012, 6:25 am by Jeff Kuntz
Baptist Hospital of Miami and Indian River Memorial Hospital, Inc. v. [read post]