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4 Aug 2011, 2:11 am
On July 26, 2011, the Financial Stability Oversight Council (“FSOC”) released its first annual report, as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
18 Sep 2009, 8:19 pm
I fired away at Frank, which provoked an e-mail response from Geidner. [read post]
25 May 2012, 2:56 pm
Historical swaps are swaps executed prior to the passage of the Dodd-Frank Act and swaps entered into between the enactment of the act and applicable compliance date for recordkeeping. [read post]
30 Oct 2011, 10:01 pm
Tags: Ted Frank Related posts Zombie Litigation (1) Wherein I’m supposedly worth three electoral votes (14) Wherein I become a three-continent pundit (0) Welcome Cincinnati Enquirer readers (2) Truth Commissions, then and now (4) [read post]
15 Jun 2013, 6:35 am
In addition, there are provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act (“DFA”) which address TBTF that do not require rulemaking. [read post]
1 Mar 2018, 8:00 am
Supreme Court narrowed the definition of a whistleblower under the Dodd-Frank Act. [read post]
16 Sep 2007, 9:06 pm
FRANK CAGLE: "Iâ € ™ve never understood why good-government types hate democracy, but I suspect itâ € ™s because voters often elect the wrong candidates. [read post]
10 Sep 2010, 5:39 am
Professor Bainbridge posts his article here about the Dodd-Frank Bill as quack corporate governance. [read post]
22 Jun 2011, 7:45 pm
Paul and Frank Propose Landmark Pot Legislation :: Former U.S. [read post]
21 Dec 2017, 2:08 pm
"Reimagining Prison with Frank Gehry": Bill Keller has this post online at The New Yorker. [read post]
16 May 2011, 7:00 am
The OCC also provided its view on possible confusion related to the Dodd-Frank preemption provision. [read post]
1 Jun 2011, 11:42 am
Suppose Megabank X fails, and needs a Dodd-Frank liquidation. [read post]
16 Nov 2011, 2:10 am
[via: New SEC Leaders Prepare to Undertake Dodd-Frank Oversight Duties at CorpCounsel]Like this post? [read post]
15 Jul 2011, 12:33 am
The CFTC held an open meeting today to discuss the implementation on the Dodd-Frank Act. [read post]
28 Jan 2009, 4:05 am
Ex parte Frank Garcia Hernandez, Jr. [read post]
24 Sep 2018, 6:24 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Frank Zito (Zito), formerly associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) in Ridgeland, Mississippi and currently registered with Coker & Palmer was terminated concerning allegations that Zito engaged in conduct such as failure to adhere to firm standards regarding selling away and failure to fully disclose participation in an outside business… [read post]
21 Dec 2011, 3:20 pm
The SEC adopted amendments to the accredited investor standards in the Securities Act regulations to implement the requirements of Section 413(a) of the Dodd-Frank Act, which requires the definition of accredited investor to exclude the value of a person’s primary residence for purposes of determining whether the person qualifies as an accredited investor on the basis of having a net worth in excess of $1 million. [read post]
18 Aug 2011, 7:43 am
Frank Beckmann, who hosts the Frank Beckmann Show on Michigan talk and news radio WJR 760 AM, interviewed Alan Ackerman of Ackerman Dynkowski regarding Detroit Mayor Dave Bing’s plan to consolidate neighborhoods in Detroit and eliminate vacant housing. [read post]
10 Sep 2010, 6:00 am
Section 418 of the Dodd-Frank Act requires indexing of the dollar amount tests for purposes of the “qualified client” exemption in Rule 205-3. [read post]
21 Jul 2010, 5:00 am
We are examining the instances of preemption of Delaware law by the Dodd-Frank Wall Street Reform Act. [read post]
