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21 Sep 2010, 7:09 pm by Hedge Fund Lawyer
. **** CTA EXPO 2010, for the first time, had conferences in New York, April 21 and now Chicago, November 3. [read post]
20 Sep 2010, 10:08 am by Kara OBrien
  According to the SEC’s complaint, Sandra Venetis and her three firms, Systematic Financial, Systematic Financial Services LLC, and Systematic Financial Services, Inc., obtained at least $11 million from investors starting in 1997 to supposedly invest in promissory notes and fixed-income investments. [read post]
14 Sep 2010, 1:04 am by Randall Reese
Croix One, LLC; Crescent One, LLC; Island One Resorts Management Corporation; and Navigo Vacation Club, Inc.) voluntarily filed for chapter 11 bankruptcy protection in Orlando, Florida on Friday. [read post]
6 Sep 2010, 11:50 pm by Randall Reese
 First, the general financial downturn has hurt the companies' sales to school teams as school districts have seen their budgets cut. [read post]
26 Jul 2010, 6:30 am by Alain Leibman
This is the thirty-first in a series of Installments on this blog that discusses issues that arose in the aftermath of the Bernard L. [read post]
21 Jul 2010, 9:09 am
http://tinyurl.com/2v5auum Primer on Foreign Language E-Discovery - http://bit.ly/cuuJtG Search Term Turkey - http://bit.ly/aMSluo SEC Adds Units to Oversee Financial Institutions, Asset-Backed Securities, New Financial Products and Trends - http://tinyurl.com/272kvr9 Social Media and eDiscovery: More Bark than Bite? [read post]
1 Jul 2010, 11:51 am by admin
Buffett’s Berkshire Hathaway Inc. has trimmed its municipal-bond investments to less than $4 billion as of the first quarter of 2010 from about $4.7 billion at the end of 2008. [read post]
1 Jul 2010, 8:22 am by Page Perry LLC
” The Securities and Exchange Commission recently announced it was deferring approval of new ETFs that use derivatives, and the SEC and the Financial Industry Regulatory Authority Inc. [read post]
29 Jun 2010, 1:47 pm
Inc. $850,000 $94,000 DeWaay Financial Network LLC $850,000 $134,525 Eagle One Investments LLC $360,000 $42,500 Empire Financial Group Inc. $2,750,000 $234,200 Empire Securities Corp. $205,000 - E-Planning.com Securities Inc. $3,765,000 $483,925 First Allied Securities Inc. $380,000 $11,250 Gk Securities LLC $50,000 - Grant Bettingen Inc. $215,000 $19,350 GunnAllen Financial Inc. $22,255,000 -… [read post]
18 Jun 2010, 1:32 pm by Mala Mason
Could we get more members and more assets out of this? [read post]
17 Jun 2010, 1:36 pm by WIMS
   Waste Information & Management Services, Inc. [read post]
15 Jun 2010, 7:50 pm
(IAM) Public gets a taste of WIPO, policy debate on IP and environment (IP Watch) Valuation of intellectual property: Moving beyond the paradox (ipeg) Knowledge-building, strong national policies essential for development, authors say (IP Watch) Measure the correct intangible asset value streams (Business IP and Intangible Asset Blog) The knowledge-based economy, intangible assets, and company culture… (Business IP and Intangible Asset Blog) (Business IP… [read post]
8 Jun 2010, 2:31 am by Hedge Fund Lawyer
 Getting the financials from the admin is just as important as ensuring that the investor monthly NAV statements come from the admin and not from the manager. 4) And who is the audit report addressed to? [read post]