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20 Jun 2017, 9:40 pm by Adam Levitin
 While these standards weren't applied to banks for half a century (Regulation AA was from 1985), no institution, bank or non-bank, should be wholly surprised at what might be alleged to be unfair or deceptive. [read post]
20 Jun 2017, 12:41 pm by Suzette Pringle
The list also includes a $65 million settlement against Stanford International Bank Ltd., which came in as the 37th highest SEC settlement. [read post]
20 Jun 2017, 6:03 am by David Mooers-Putzer
  Under Dodd-Frank, the FTC retained its authority to enforce these regulations with respect to entities subject to its jurisdiction. [read post]
18 Jun 2017, 5:02 am by Tim Curtis
Bankers in Maryland remain watchful of efforts to repeal large portions of Dodd-Frank, the 2010 law created to impose tough regulations on the industry in the wake of the 2008 financial crisis. [read post]
16 Jun 2017, 6:19 am
Schwarcz & Aleaha Jones, Duke University, on Friday, June 9, 2017 Tags: Agency costs, Banks, Executive Compensation, Financial crisis, Financial regulation, Risk, Risk oversight, Risk-taking, Shareholder primacy, SIFIs, Systemic risk Perk Disclosures: Reminders for Executives and Directors Posted by Ade Heyliger and Kaitlin Descovich, Weil, Gotshal & Manges LLP, on Saturday, June 10, 2017 Tags: Accounting… [read post]
16 Jun 2017, 4:43 am by Barbara S. Mishkin
banks, savings associations, and credit unions of all sizes, types and regulatory charters. [read post]
15 Jun 2017, 10:54 am by Beth Graham
The “Financial Choice Act” is currently being considered by the Senate Committee on Banking, Housing, and Urban Affairs. [read post]
15 Jun 2017, 10:54 am by Beth Graham
The “Financial Choice Act” is currently being considered by the Senate Committee on Banking, Housing, and Urban Affairs. [read post]
15 Jun 2017, 6:36 am
The vote was 233 to 186 and marks the first time either chamber of Congress has passed legislation that would significantly amend the post-crisis financial regulatory framework implemented under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
14 Jun 2017, 6:00 pm by Gerry W. Beyer
The proposed changes urge federal agencies to rewrite regulations that have plagued bankers and banking institutions since the passage of Dodd-Frank. [read post]
14 Jun 2017, 7:06 am by John Jascob
”Meanwhile, Senate Banking Committee Ranking Member Sherrod Brown offered to work with Republicans on more focused legislation that would not upset the balance achieved in the Dodd-Frank Act. [read post]
13 Jun 2017, 12:09 pm by Sunny Hwang
Creation of an “Off-Ramp”: Banks holding at least 10% of assets in capital would be largely exempted from Dodd-Frank’s heightened requirements, regardless of size. [read post]
13 Jun 2017, 6:48 am by Michael Sugarman
  On June 7, 2017, the Federal Reserve Board authorized an extension of up to five (5) years for Deutsche Bank AG, SVB Financial Group, and UBS Group AG to comply with certain aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act (often referred to as the Volcker rule) relating to “investments in certain ‘illiquid funds[.]'” Press Release. [read post]
12 Jun 2017, 3:52 am by Doug Cornelius
The bill is big change to many of the Dodd-Frank. [read post]
11 Jun 2017, 9:05 pm by Walter Olson
” [Veronique de Rugy, more] Tags: Dodd-Frank, FATCA, Foreign Corrupt Practices Act, Securities and Exchange Commission, statutes of limitations, Supreme Court Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
11 Jun 2017, 10:00 am by Gerry W. Beyer
House Republicans voted on Thursday to replace the 2010 Dodd-Frank Wall Street Reform Act. [read post]
10 Jun 2017, 9:15 am by Jennifer Suder
This bill [text], supported by the Trump administration, would amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to spur economic growth by easing banking regulations. [read post]
9 Jun 2017, 9:22 am by Renae Lloyd
The Financial CHOICE Act 2, a measure to revise the Dodd-Frank financial reform law, passed in a 233-186 vote along party lines, with Walter Jones (R-NC) as the only dissenting Republican. [read post]
9 Jun 2017, 8:57 am by Barbara S. Mishkin
  The bill, often referred to as the Dodd-Frank Act replacement bill, includes an overhaul of the CFPB’s structure and authority and makes significant changes to the rulemaking process followed by the CFPB and federal banking agencies. [read post]