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27 Jun 2007, 12:26 pm
ALJ Robert Mahoney determined that JB Oxford Holdings was involved in over 12,000 late mutual fund trades affecting over 600 funds in violation of "forward pricing" rules but dismissed charges against Scott G. [read post]
25 Jun 2010, 3:06 am by By DEALBOOK
.'s chief executive, Robert Benmosche, and its chairman, Harvey Golub, The Financial Times reported, citing people close to the situation. [read post]
16 Sep 2016, 11:58 am by Tom Smith
Standard contract doctrine treats commercial contract terms as embodying a bargain between sophisticated contracting parties. [read post]
28 Sep 2012, 6:59 am by Stefan Passantino
 As noted by the Commission’s triumphant press release: The [SEC’s order against Goldman Sachs] found that Goldman Sachs did not disclose any of the contributions on MSRB Forms G-37, and did not make or keep records of the contributions in violation of MSRB Rules G-37(e), G-8 and G-9. [read post]
30 Sep 2019, 6:57 am
A case in point is a recent civil penalty case, In the Matter of: Robert M. [read post]
9 May 2014, 1:42 pm by Stefan Passantino
I’m guessing Chief Justice Roberts will wait until later to offer public comment. [read post]
5 Jun 2023, 8:37 pm by JD Hull
My dad, a P&G exective, was not bowled over by famous rich people. [read post]
2 May 2019, 7:56 am
Protopsaltis, Investment guarantees and political risk insurance Dominic Npoanlari Dagbanja, Africa Locknie Hsu, Asia Andrew Mitchell, Australia and New Zealand Angelos Dimopoulos, European Union Lénárd Sándor, Central and Eastern Europe Katia Fach Gómez, Latin America Kendra Magraw, North America Stefanie Schacherer & Rhea Tamara Hoffmann, International investment law and sustainable development Sabrina Robert-Cuendet, Protection of the… [read post]
30 Jan 2022, 5:00 pm by Juvan Bonni
Heymann: Trademarks in Conversation: Assessing Genericism After Booking.com (Source: SSRN) New Job Postings on Patently-O: Withrow + Terranova, PLLC Ballard Spahr LLP Kennedy Lenart Spraggins LLP Steptoe & Johnson Dorsey Brewer Science Barclay Damon Guntin & Gust (G&G) Roberts Calderon Safran & Cole, P.C. [read post]