Search for: "Gary Gensler" Results 1201 - 1220 of 1,268
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
In a press release announcing the settlement, SEC Chair Gary Gensler said: “This is the first case of its kind with respect to crypto lending platforms. [read post]
14 Jul 2024, 12:00 pm by DLA Piper LLP
 According to SEC Chair Gary Gensler in his statement supporting the Proposed Rule, “[s]uch harmonization would help reduce the risk of terrorists and other criminals accessing U.S. financial markets by using investment advisers to launder money, finance terrorism, or move funds for other illicit purposes. [read post]
16 Mar 2023, 9:05 pm by William McDonald
SEC chair Gary Gensler noted that the “nature, scale, and impact of cybersecurity risks have grown significantly in recent decades,” and that these requirements would adapt existing legal protections to the challenges that digital stock transactions pose. [read post]
7 Mar 2024, 9:05 pm by Sri Medicherla
SEC Chair Gary Gensler stated that the rule aims to improve “consistency” and “comparability” of disclosures to meet rising investor demand for climate-related information. [read post]
16 Feb 2022, 9:03 pm by Jillian Moss
Current SEC Chairman Gary Gensler removed a planned rulemaking on quarterly reporting from the agency’s regulatory agenda in 2021, signaling an end to the SEC’s exploration of a reduction in the frequency of disclosures. [read post]
6 Sep 2022, 3:13 am by Liz Dunshee
” While these comments don’t seem to be moving SEC Chair Gary Gensler to give up on these proposals, they could influence parts of the final rules. [read post]
29 Jan 2021, 6:01 am
Cheffins and Richard Williams (University of Cambridge), on Wednesday, January 27, 2021 Tags: Boards of Directors, International governance, Shareholder primacy, Shareholder value, Stakeholders, UK Former CFTC Chair Gary Gensler to be Nominated as SEC Chair Posted by Cydney Posner, Cooley LLP, on Thursday, January 28, 2021 Tags: CFTC, Disclosure, Joe Biden, Political spending, SEC, Securities… [read post]
5 Mar 2024, 9:05 pm by renholding
Chair Gary Gensler has since warned crypto industry participants that they “should do their work within the bounds of the law, or they shouldn’t do it at all. [read post]
6 Aug 2024, 7:13 am by Rob Robinson
News Sources US government sues TikTok for allegedly violating children’s privacy law US DOJ files lawsuit against TikTok, ByteDance for failing on child privacy DOJ lawsuit: TikTok violated children’s online privacy law The Department of Justice Sued TikTok TikTok violated children’s privacy, allowed them to create accounts: DOJ suit Assisted by GAI and LLM Technologies Additional Reading China Tightens State Secrets Law Amid Rising Data Security Concerns Coinbase Battles SEC Over… [read post]
24 Mar 2024, 11:08 am by Stuart Kaplow
To understand the crux of what is at issue in this judicial review one need to look no further than SEC Chair Gary Gensler’s own statement before the vote approving the Final Rule, which begins explaining, “Our agency .., was set up to be merit neutral. [read post]
17 Nov 2021, 12:48 pm by Kevin LaCroix
  The report notes that Gary Gensler, the new SEC chair, was sworn into office on April 17, 2021, and adds the observation that SEC enforcement actions also declined in FY 2013 and FY 2017, both years in which a new SEC chair was sworn in. [read post]
17 Nov 2021, 8:45 am by anne
Rule Changes and New Leadership at the SEC 2021 brought a new Chair of the SEC, with the confirmation of Biden nominee Gary Gensler. [read post]
16 May 2023, 9:01 pm by renholding
SEC Chair Gary Gensler also noted that the Task Force would focus on truth in advertising in fund disclosures when using terms like “green” and “sustainable. [read post]
” But other than Bitcoin and Ether, the SEC has never identified a digital asset that it believes is not a security, and current SEC Chair Gary Gensler, like former Chair Jay Clayton before him, have suggested that most digital assets are, actually, securities. [read post]
11 Nov 2021, 8:40 am by John Jascob
SEC Chair Gary Gensler has raised questions about whether de-SPAC transactions are properly treated as merger business combinations, or if they should be more like IPOs, without the benefit of certain protections that apply in the merger context or for public companies like the Private Securities Litigation Reform Act (PSLRA).In particular, the SEC is focused on the level of care and diligence that the sponsors put into their examination of the target before they agreed to buy them… [read post]
22 Apr 2021, 9:41 am by John Jascob
Vargas reminded committee members that newly sworn-in SEC Chair Gary Gensler had testified at his confirmation hearing that materiality of disclosures is ultimately up to investors. [read post]
19 Feb 2024, 9:01 pm by renholding
The Executive Order directs a number of federal departments and agencies to establish new standards for AI safety and security and lays the foundation for protecting various rights.[10] SEC Chairman Gary Gensler did not mince words in a recent interview with the Financial Times when he called a financial crisis within the next decade “nearly unavoidable” without “swift intervention” to regulate AI.[11] Local level regulation also is likely to expand, as… [read post]
23 May 2023, 9:05 pm by renholding
As senator Gary Peters – one of the authors of the Dodd-Frank Act – wrote to regulators including Gary Gensler and Jay Powell in March: Section 956 of Dodd-Frank was intended to require financial regulators to quickly and collaboratively issue rules requiring financial institutions to disclose any incentive-based executive compensation arrangements that encourage excessive risk-taking at financial institutions or that may lead to financial loss. [read post]