Search for: "In Re Securities and Exchange Commission"
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23 Apr 2018, 2:33 pm
Securities and Exchange Commission, they were well aware of the implications the decision holds for the administrative state. [read post]
23 Apr 2018, 1:23 pm
Embassy Togo, inspects the seized ivory (2014)News outlets around the United States have picked up and expanded upon an Associated Press story about the whistleblower complaint to the Securities and Exchange Commission (SEC) lodged against Facebook. [read post]
23 Apr 2018, 1:20 am
Cyan permits a class action asserting Section 11 or 12(a)(2) claims under the 1933 Act to proceed in state court while a related Section 10(b) class action is proceeding under the Securities Exchange Act of 1934 Act (“1934 Act”) in federal court. [read post]
19 Apr 2018, 9:30 pm
Securities and Exchange Commission (SEC) voted 4-1 to seek public comment on proposed rules protecting personal investors. [read post]
18 Apr 2018, 12:19 pm
Kohn, Executive Director of the National Whistleblower Center, stated that “Congress needs to ensure that the Securities and Exchange Commission does its job. [read post]
18 Apr 2018, 12:19 pm
Kohn, Executive Director of the National Whistleblower Center, stated that “Congress needs to ensure that the Securities and Exchange Commission (SEC) does its job. [read post]
16 Apr 2018, 4:48 pm
Securities and Exchange Commission (SEC) charged two co-founders of Centra Tech, Inc., (Centra) a purported financial services start-up, with orchestrating a fraudulent initial coin offering (ICO), a term that is meant to describe the offer and sale of digital assets issued and distributed on a blockchain, that raised more than $32 million from thousands of investors. [read post]
13 Apr 2018, 8:24 am
Data Security. [read post]
5 Apr 2018, 9:30 pm
Securities and Exchange Commission (SEC) halted a fraudulent initial coin offering scheme. [read post]
2 Apr 2018, 9:08 am
The Securities and Exchange Commission has also filed civil charges against the men for the alleged fraud, which occurred from 2013 to 2014. [read post]
31 Mar 2018, 8:56 am
Note that I am certainly not advocating here that there should be no security anywhere in the EPO and everybody should have free access to every office. [read post]
29 Mar 2018, 9:30 pm
Securities and Exchange Commission (SEC), asking the Division to examine disclosures made by public companies about their chief executive officer pay ratios. [read post]
28 Mar 2018, 7:03 am
We were all actually surprised that the Securities and Exchange Commission allowed Spotify to get away with this kind of disclosure as the definition is buried in a footnote. [read post]
Fifth Circuit Vacates DOL Fiduciary Rule While SEC Pushes Forward with Goal of Fiduciary Duty Reform
27 Mar 2018, 3:34 pm
The Fifth Circuit’s decision, however, has not deterred the Securities and Exchange Commission (SEC) from continuing to discuss implementing its own fiduciary rule. [read post]
24 Mar 2018, 1:00 am
The Securities and Exchange Commission should now take the lead on a clear consistent and workable standard that does not limit choice for investors. [read post]
21 Mar 2018, 1:34 pm
Selon l’opinion, même si les entreprises impliquées dans l’entente d’approvisionnement ont agi de manière à garder les détails de l’invention secrets – ayant même pris le soin de caviarder les détails de l’invention -, des soumissions faites au Securities Exchange Commission ont rendu la vente publique. [read post]
21 Mar 2018, 4:38 am
The [Securities and Exchange Commission] might also propose its own fiduciary rule during that period. [read post]
21 Mar 2018, 4:38 am
The [Securities and Exchange Commission] might also propose its own fiduciary rule during that period. [read post]
20 Mar 2018, 1:16 pm
The California Data Breach Notification Law, for example, requires firms doing business in California involving user data to notify users in the event of a “breach of the security of the system. [read post]
19 Mar 2018, 4:00 am
Securities and Exchange Commission (“SEC”) announced a new self-reporting initiative that seeks to protect clients of investment advisors from undisclosed conflicts of interest when purchasing mutual funds. [read post]
