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25 Jul 2017, 9:31 pm
The Virginia norovirus outbreak this past week sent the share price down again, with shareholders seeing it at $336 and below during day trading on the New York Stock Exchange. [read post]
30 Sep 2010, 4:29 pm
Not according to a September 29, 2010 decision by Southern District of New York Judge Richard Berman in the Société Générale subprime-related securities class action lawsuit. [read post]
27 Oct 2017, 5:00 am
Cory Booker and Kamala Harris, as well as Eric Holder Jr., the former attorney general, for a private dinner in July in Bridgehampton, New York. [read post]
22 Aug 2023, 8:46 am
NYLife Securities, (CRD#: 5167/SEC#: 8-15517, New York, NY) is a broker-dealer based in New York City. [read post]
27 Sep 2007, 5:15 am
See Exchange Act Release No. 48825 n. 83 (Nov. 24, 2003)(“In this regard, information available to our Office of Economic Analysis indicates that, of the companies listed on the New York Stock Exchange, Nasdaq Stock Market and American Stock Exchange as of December 31, 2002, 57% had at least one institutional security holder that beneficially owned 5% of the common equity or similar securities and 1.4% had five or more… [read post]
9 Feb 2018, 5:06 am
Stock Market Evaluation, Moon Shots, and Corporate Innovation Posted by Ming Dong (York University), David Hirshleifer (UC Irvine), and Siew Hong Teoh (UC Irvine), on Friday, February 2, 2018 Tags: Behavioral finance, Capital allocation, Capital formation, Firm valuation, Innovation, Long-Term value, Market efficiency, R&D, Risk-taking, Stock mispricing Compensation in the 2018 Proxy Season Posted by Holly M. [read post]
9 Apr 2012, 8:37 pm
Somehow this arrangement was approved by the New York Insurance Department (NYID). [read post]
2 Oct 2009, 10:15 am
Corporate advocates have argued that any marketwide rule should be delayed until 2011 to give companies more time to cope with other regulatory developments, including a New York Stock Exchange rule change that would bar broker votes from uncontested board elections and a proposed set of SEC disclosure rules. [read post]
30 Dec 2014, 8:00 am
Insider Trading Evidence Insufficient to Convict New York’s 2nd U.S. [read post]
18 Aug 2016, 8:18 am
District Court for the Southern District of New York and was sentenced to five years in prison. [read post]
28 Sep 2017, 1:27 pm
The Securities and Exchange Commission today charged three New York-based brokers with making unsuitable recommendations that resulted in substantial losses to customers and hefty commissions for the brokers. [read post]
7 May 2009, 4:27 pm
Eastern, when the major securities markets close in New York. [read post]
26 Oct 2016, 11:32 am
IGT is a Nevada based corporation that is a subsidiary of IGT PLC, which is a public limited company that trades on the New York Stock Exchange (“NYSE”) as a foreign private issuer. [read post]
10 Jul 2017, 6:52 am
On May 30, 2017, the United States District Court for the Eastern District of New York entered a final consent judgment against Marc D. [read post]
8 Nov 2017, 4:47 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
10 Dec 2017, 6:59 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
31 May 2018, 2:48 pm
(“GDC”), a Canadian real estate firm listed on the Toronto Stock Exchange. [read post]
9 Feb 2020, 6:01 am
The session started at the New York Stock Exchange, with directors experiencing the excitement of the trading floor and watching employees of a newly admitted company ring the bell, which served as a direct reminder for board directors to be mindful of their key role as stewards of the financial health of the companies they represent. [read post]
6 Aug 2007, 6:09 am
If you explain it right, there should be no doubt that you are not trying to establish a New York stock exchange in your backyard and they will happily give you the approval. [read post]
18 Jun 2008, 5:58 pm
And this exchange was too good to ignore. [read post]
