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14 Apr 2016, 1:31 pm
The IRS will keep its toll-free telephone service lines open 9 a.m. to 5 p.m. local time on Saturday, April 16, to assist taxpayers. [read post]
8 Apr 2016, 6:09 am
Segal, Wachtell, Lipton, Rosen & Katz, on Tuesday, April 5, 2016 Tags: Asset management, ERISA, Investor protection, Liability standards, Management, Ownership structure,Partnerships, Pension funds, Private Equity, Retirement plans, Securities litigation, Securities Regulation, U.S. federal courts The Fund Director in 2016 Posted by Mary Jo White, U.S. [read post]
8 Apr 2016, 6:09 am
Segal, Wachtell, Lipton, Rosen & Katz, on Tuesday, April 5, 2016 Tags: Asset management, ERISA, Investor protection, Liability standards, Management, Ownership structure,Partnerships, Pension funds, Private Equity, Retirement plans, Securities litigation, Securities Regulation, U.S. federal courts The Fund Director in 2016 Posted by Mary Jo White, U.S. [read post]
4 Apr 2016, 7:43 am
Funding portals, while subject to the SEC's authority, are exempt from registration as a broker-dealer.The problem. [read post]
15 Mar 2016, 8:15 am
The maritime courts heard 16,000 cases, the large increase apparently also attributable to the case registration system. [read post]
15 Mar 2016, 8:15 am
The maritime courts heard 16,000 cases, the large increase apparently also attributable to the case registration system. [read post]
11 Mar 2016, 3:01 pm
Session 5: Institutions II Moderator: Alfred C. [read post]
9 Mar 2016, 1:33 pm
Topics to be discussed include OCIE’s program priorities in 2016, private fund adviser issues, compliance, and rulemaking. [read post]
9 Mar 2016, 12:33 pm
The European Commission (the “Commission”) and the U.S. [read post]
5 Mar 2016, 11:35 am
The opinion begins by outlining how, and why, that proceeding was instituted:Respondent, Aaron James Brockler of Lakewood, Ohio, Attorney Registration No. 0078205, was admitted to the practice of law in Ohio in 2004. [read post]
4 Mar 2016, 7:34 am
To that end, aadhaar ought to be extended through equivalent registration and data generating programs directed at enterprises and at the organs of state. [read post]
29 Feb 2016, 4:43 pm
Other courts have analyzed challenged opinions separately under both Omnicare’s omissions framework and their Circuit’s “subjective belief” precedent for Rule 10b-5 claims. [read post]
29 Feb 2016, 2:26 am
This prohibits private divorce. [read post]
25 Feb 2016, 5:38 am
The top 5 largest banks also lost market share. [read post]
25 Feb 2016, 4:15 am
Section 2(a) of the Lanham Act prohibits, amongst others, the registration of disparaging marks. [read post]
22 Feb 2016, 4:36 pm
Unless subject to an exemption, securities offered or sold to the public in the U.S. must be registered by filing a registration statement with the SEC. [read post]
22 Feb 2016, 8:23 am
The Vermont Department of Financial Regulation has proposed a comprehensive set of securities rules broken out into eight chapters as follows:Chapter 1—Authority and definitions;Chapter 2—Statutes, regulations and forms incorporated by reference;Chapter 3—Registration of broker-dealers and agents;Chapter 4—Registration of securities;Chapter 5—Exemptions from securities registration;Chapter 6—Advertising, Internet and other types… [read post]
18 Feb 2016, 11:59 am
” Generally, its services include “promotional and event planning services, . . . graphic, web design and print media photography services, . . . modelling and talent agency services, . . . private venue rental services,” and “passenger transportation services, including through limousine and charter services. [read post]
5 Feb 2016, 6:00 am
So far we are aware of one Form Funding Portal that has been filed to begin the registration process. [read post]
4 Feb 2016, 8:54 am
We can observe how responsibility shifts from state actors to the private sector for instance or from global levels to local contexts. [read post]
