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28 Dec 2007, 9:54 pm
Press release: "Securities and Exchange Commission Chairman Christopher Cox...launched the first-ever online tool that enables investors to easily and instantly... [read post]
29 Jun 2010, 12:48 pm
The Securities and Exchange Commission agreed to settle a wrongful termination suit filed by a former staff lawyer who was fired during an insider-trading investigation. [read post]
5 Jul 2012, 11:56 am
The Securities and Exchange Commission on Thursday named Norman B. [read post]
25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
25 Jun 2010, 3:56 pm
One of the overlooked changes in the final financial regulatory bill was the removal of a proposed measure that would have made the Securities and Exchange Commission a self-financed agency. [read post]
20 May 2010, 7:58 am
The enforcement division of the Securities and Exchange Commission has begun looking into the sharp stock market drop of May 6, the chairwoman of the agency said on Thursday. [read post]
1 Aug 2008, 3:02 am
News release: "Securities and Exchange Commission Chairman Christopher Cox and U.S. [read post]
4 Jun 2011, 12:03 pm
Nelson Obus's case has become one of the longest-running civil actions by the Securities and Exchange Commission in recent memory, but he refuses to settle. [read post]
27 Oct 2011, 5:46 pm
The Federal Bureau of Investigation began looking into the case two weeks ago, and the Securities and Exchange Commission and other regulators have now followed suit. [read post]
8 Mar 2012, 1:54 pm
The Securities and Exchange Commission said a former executive at Coca-Cola Enterprises acted on nonpublic information about a pending deal with the Coca-Cola Company. [read post]
23 Sep 2008, 10:39 pm
News release: "As part of the Securities and Exchange Commission's third annual Seniors Summit held in Washington today, the staff... [read post]
7 Oct 2009, 11:04 am
The Securities and Exchange Commission is not backing down in its insider trading case against Mark Cuban, the entrepreneur-turned-professional basketball team owner. [read post]
16 Jul 2008, 5:15 pm
News release: "The Securities and Exchange Commission today issued an emergency order to enhance investor protections against "naked" short selling... [read post]
25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
17 Mar 2010, 10:45 am
Henning of Watch Collar Watch argues that the Securities and Exchange Commission would benefit from the financial regulatory bill being considered by the Senate. [read post]
10 Jun 2010, 3:31 am
The Securities and Exchange Commission is ramping up an investigation into a second complex mortgage deal by Goldman Sachs, The Financial Times reported, citing people close to the matter. [read post]
12 Jul 2011, 5:36 pm
The Dodd-Frank Act and Securities and Exchange Commission regulation were supposed to end unjustified, egregious compensation packages, but evidence does not bear this out. [read post]
17 Apr 2007, 10:17 pm
Press release: "The Securities and Exchange Commission's staff today announced the availability of a new compliance tool to assist anti-money... [read post]
25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
14 Dec 2008, 5:34 am
News release: "The Securities and Exchange Commission today charged Bernard L. [read post]
