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25 Jul 2023, 7:01 am
Stocks, bonds, notes, and other investments; e. f. [read post]
25 Jul 2023, 5:34 am
The amount of the investment was not disclosed. [read post]
25 Jul 2023, 2:18 am
When asked if their use of apps has been successful in simplifying their lives, those using six to 10 apps reported the best results, but those who use 20 or more reported the lowest satisfaction. [read post]
24 Jul 2023, 9:01 pm
It is based on the firm’s memorandum, “New Senate Crypto Bill Would Limit SEC Regulatory Role in Favor of CFTC,” dated July 20, 2023, and available here. [read post]
24 Jul 2023, 4:11 am
Founded in 2021, the firm seeks to invest $10 million to $50 million in companies with $10 million to $50 million in revenue and with annual growth exceeding 20%. [read post]
24 Jul 2023, 3:58 am
This covers sectors like: Hospitality – hotels, resorts, restaurants Financial – banks, insurance, investments Transportation Retail and e-commerce Telecommunications Entertainment Software and information technology services The service mark must be used to identify or advertise the services, rather than any physical goods sold, though as stated above there is no practical difference these days. [read post]
22 Jul 2023, 9:03 pm
Tech investments can also have a tremendous ROI, as AI can increase efficiency and reduce costs, and there are even currently affordable options for small businesses. [read post]
22 Jul 2023, 12:28 pm
That is not the case for every type of account: if you liquidate a portion of an investment account that has appreciated over time, you may have to pay taxes on any capital gains (the rate may be up to 20 percent, depending on your income and how long you have had the investment). [read post]
21 Jul 2023, 11:56 am
Background Smagin involved defendant Ashot Yegiazaryan (a Russian citizen at the time) using a series of transactions to defraud plaintiff Vitaly Smagin (also a Russian citizen) out of his investment in a joint real estate venture in Moscow, Russia, between 2003 and 2009. [read post]
21 Jul 2023, 9:28 am
Did You Invest With Michael Raineri? [read post]
21 Jul 2023, 9:05 am
Luxury Home Buyers, LLC, No. 2:20-cv-01344-JAD-VCF, |2023 WL 4636917 (D. [read post]
21 Jul 2023, 8:11 am
Did You Invest With William Winchester? [read post]
21 Jul 2023, 4:00 am
If you’re investing anywhere, it’s here. [read post]
20 Jul 2023, 10:45 am
According to its CRD, or FINRA BrokerCheck report, SagePoint Financial has 31 disclosure events including 11 arbitrations and 20 regulatory actions. [read post]
20 Jul 2023, 10:44 am
July 20, 2023 Clients, Friends, and Associates: As we end the second quarter and enter the summer season, we would like to highlight recent industry news that we found to be both interesting and impactful. [read post]
20 Jul 2023, 8:50 am
On 20 July 2023, the European Commission issued a press release welcoming the political agreement that the European Parliament and Council had reached on the legislative proposals that were adopted as part of the Capital Markets Union package which amend the UCITS Directive and the Alternative Investment Fund Managers Directive. [read post]
20 Jul 2023, 8:13 am
On 20 July 2023, the FCA announced the launch of its permanent Digital Sandbox. [read post]
20 Jul 2023, 8:08 am
On 20 July 2023, the House of Commons’ Treasury Committee published the government’s response to its report on Regulating Crypto. [read post]
20 Jul 2023, 8:02 am
While we are used to a discussion of the Howey test when talking about securities, it’s important to note that it is focused on the definition of an “investment contract. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
. , on Thursday, July 20, 2023 Editor's Note: Eric Shostal is Senior Vice President of Research and Engagement at Glass, Lewis & Co. [read post]
