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30 Oct 2019, 5:23 pm
Under the initiative, investment advisors were encouraged to self-report possible securities law violations relating to their failure to properly disclose fees associated with mutual fund share classes. [read post]
26 Aug 2016, 6:04 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 26, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 19–August 25, 2016. [read post]
16 Jun 2017, 6:19 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, June 16, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 9–June 15, 2017. [read post]
9 Feb 2018, 5:06 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, February 9, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2–8, 2018. [read post]
15 Jul 2016, 6:22 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 15, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 8–July 14, 2016. [read post]
10 May 2017, 6:23 pm
The Financial Choice Act includes a measure giving defendants in enforcement proceedings in the administrative forum the right to have the action removed to federal court. [read post]
25 Apr 2025, 7:20 am
The National Security Committee termed the suspension unacceptable, and Pakistan responded by expelling Indian military advisors, closing its airspace, and stating its intention to raise the issue at international forums including the United Nations and the International Court of Justice. [read post]
20 Jan 2017, 6:13 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, January 20, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 13, 2016–January 19, 2017. [read post]
11 Aug 2016, 4:02 am
With the decision in Lucia, the trend of more cases in the administrative forum is likely to continue. [read post]
27 Jun 2009, 4:03 am
IOSCO is recognized as the leading international policy forum for securities regulators. [read post]
25 Mar 2022, 5:48 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, March 25, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 18-24, 2022. [read post]
21 Mar 2024, 2:49 pm
Conrad Dryland is an Attorney Advisor & Special Counsel to the Chair at the Administrative Conference of the United States. [read post]
3 Nov 2008, 1:37 pm
You can separately subscribe to the IP Think Tank Global week in Review, which includes IP Think Tank Events, at the Subscribe page: [duncanbucknell.com] Pharma 11-13 November: Visiongain’s 4th biosimilars conference – Philadelphia: (Patent Docs), 12 November: BNA Legal & Business Edge conference ‘Pharmaceutical patent laws: a prescription for success in challenging times’ – Arlington, Virginia: (Orange Book Blog), 12-14 November:… [read post]
14 Nov 2022, 6:30 am
Related research from the Program on Corporate Governance includes Universal Proxies (discussed on the Forum here) by Scott Hirst. [read post]
30 Jan 2025, 1:32 pm
Morgan Financial Advisors, LLC, its principal Vincent J. [read post]
14 Nov 2022, 6:30 am
Related research from the Program on Corporate Governance includes Universal Proxies (discussed on the Forum here) by Scott Hirst. [read post]
21 Jul 2020, 5:21 pm
Your comment about forum shopping is interesting. [read post]
17 Mar 2018, 1:04 pm
It gives me great pleasure to announce the upcoming event: "Foro Retos y Desafíos de las Empresas y los Derechos Humanos" (Forum: Obstacles and Challenges for Business and Human Rights). [read post]
3 Mar 2017, 3:00 am
The Bogleheads Forum. [read post]
5 Jun 2023, 4:56 am
Troubled by this lack of “uniformity and predictability of outcome,” the First Department eight months ago overruled this aspect of Culligan, holding in Eccles v Shamrock Capital Advisors, LLC (209 AD3d 486 [1st Dept 2022]), “We reject plaintiff’s argument that the internal affairs doctrine applies only to [read post]
