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8 Apr 2009, 9:26 am
The article begins: While hearing a giant class action lawsuit against Bank of America Corp. over how it charges bank fees, several California Supreme Court justices suggested Tuesday that upholding a $1 billion dollar verdict against the bank could do more harm than good to the elderly and disabled customers bringing the suit. [read post]
8 Jul 2019, 1:42 pm
Hopkins allegedly presented a copy of an altered bank check as evidence of his ability to repay, FINRA states. [read post]
21 Sep 2020, 7:35 am
Rodemer, who was registered with the brokerage and investment banking firm Stifel as a general securities representative from November 2011 until his termination by the firm on January 21, 2020, is alleged to have misappropriated $451,889 of his long-time client’s funds from March 2012 through 2019, including $136,098 after May 2015. [read post]
11 Jun 2012, 6:25 pm
The indictment alleges that Elias collected personal information from bank customers, although it is not entirely clear how. [read post]
6 Mar 2018, 8:24 am
The FCA encourages firms to familiarise themselves with the Parliamentary Commission on Banking Standards’ recommendations about testing customer understanding, which the FCA has responded to, as well as its thematic review on customer understanding (our blog is here). [read post]
1 Aug 2007, 12:15 pm
Posted by Jeff Lipshaw I'm not going to identify the bank because I suppose it's possible we will still have an amicable resolution of this terribly trivial but annoying little problem of a $67.65 finance charge on a credit card.... [read post]
9 Feb 2012, 8:49 am
That would have been a nasty surprise, and it seems heavy-handed on their part to make that the default rule if the customer didn't call in and stop it. [read post]
9 Apr 2010, 6:08 am
These trends could hinder the efficient allocation of financial resources across different sizes of institutions and, in turn, their customers and the overall macro-economy. [read post]
15 Feb 2010, 12:32 pm
The money and customer information that are involved in these cases often pass through several hands. [read post]
11 Mar 2018, 10:04 pm
It said it wanted to remind customers to always confirm bank details with their solicitor in person or over the phone before sending any money. [read post]
27 Feb 2008, 10:30 am
Among the nations' largest banks, ING Bank looks to be the safest, with only 0.085 identity theft complaints per billion dollars of insured deposits. [read post]
24 Mar 2014, 3:58 pm
Moreover, defendant-bank had access to information maintained by the Bank of Italy's "Risk Center" which provides information to Italian chartered banks and other banks operating in Italy, showing, on an aggregated basis, the credit exposure from banking customers, including P1, to all banks operating in Italy. [read post]
23 Aug 2020, 9:48 am
One way FIUs follow a money trail is by collecting suspicious activity reports from banks about bank customers. [read post]
28 Jan 2015, 1:24 pm
The commercial reasonability of a security procedure is a question of law, and courts will consider several factors, including: Customer instructions expressed to the bank The bank’s understanding of the customer’s situation, including the size, type, and frequency of payment orders ordinarily issued Alternative security procedures offered to the customer Security procedures in general use by similarly situated banks and… [read post]
20 Dec 2010, 5:07 am
Every customer? [read post]
16 Sep 2011, 6:29 am
Although bank regulatory policy has long sought to promote market discipline of banks through enhanced public disclosure, bank regulatory disclosures are notoriously lacking in granular, position-level information concerning their credit investments due largely to conflicting concerns about protecting the confidentiality of a bank’s proprietary investment strategies and customer information. [read post]
15 Jun 2009, 2:51 pm
"The bid underwent an evaluation and negotiation process by the FDIC," the agency said in a letter sent to Silverton's customers late Thursday. [read post]
18 Oct 2022, 11:35 am
Technological innovation fostered by fintech partnerships has enabled banks to reach segments of the population that may have been left behind and increase customer engagement. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
