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27 Jun 2019, 1:35 pm
The post Stockbrokers Cannot Inherit Customer Accounts appeared first on Securities Arbitration Lawyers Blog. [read post]
20 Jun 2020, 1:01 am
” George Soros, born in Hungary in 1930 and a graduate of the London School of Economics, made his money in hedge fund management. [read post]
1 Jun 2010, 7:53 am
These days, the wealthy dabble in such ventures as multi-tiered partnerships, trust arrangements, private equity and hedge funds and private foundations, and to make matters more complicated, half of these may be in foreign countries. [read post]
14 Feb 2011, 5:43 am
Ok, it's not quite Shakespeare but the SDFLA criminal trial of former Lancer hedge fund impresario, Michael Lauer, is inching closer to DDay and love is most definitely NOT in the air. [read post]
17 Nov 2010, 6:57 am
“The Internal Revenue Service has decided that the government’s involvement with these companies, both its acquisitions plus its disposals of their stock, means they should be exempt” from the rule, said Robert Willens, a New York tax consultant who advises investment banks and hedge funds. [read post]
12 Dec 2018, 9:35 am
“The district court held that [the workers] failed to state a duty‐of‐prudence claim under ERISA because a prudent fiduciary could have concluded that the three alternative actions proposed in the complaint — disclosure, halting trades of IBM stock, or purchasing a hedging product — would do more harm than good to the fund. [read post]
6 Jul 2012, 3:48 pm
(For example, while mutual fund advertising continues to be very regulated, hedge funds are getting to avail of fewer restrictions imposed on their advertising.) [read post]
8 Jul 2016, 3:22 am
He’s brilliant & an excellent securities lawyer on top of all that niceness. [read post]
24 Nov 2017, 6:00 am
[More…] A Hedge Fund Manager Committed Fraud. [read post]
7 Nov 2011, 7:45 am
I’m now wondering if I should change disciplines in order to hedge my bets. [read post]
10 Oct 2018, 6:32 pm
Another third think they should be hedge fund managers, venture capitalists, or similar financial potentates. [read post]
10 Jan 2023, 12:33 pm
The settlement stemmed from CHS Hedging’s failure to properly implement the AML controls necessary to stop customers from speculative trading and verify sources of funds. [read post]
22 Mar 2012, 12:06 pm
LFC’s are often run by former lawyers–some with an investment or hedge fund background. [read post]
21 May 2018, 12:56 pm
Puerto Rico Bond Fraud Cases On the U.S. mainland and on the island, our Puerto Rico bond fraud lawyers have been working with investors over the last five years to help them recover the money they lost while investing in Puerto Rico bonds and closed-end bond funds. [read post]
18 Aug 2010, 8:57 pm
Add the fact that many public entities have purchased complex derivatives whether to hedge interest rate risk, package together with bonds to work around statutory restrictions on public debt or get higher rating agency ratings, or just invest. [read post]
17 Jul 2008, 8:06 am
Hedge Funds Claim Victory in CSX Battle
The American Lawyer
The history of playground fights and corporate takeovers shows that winners don't have to play nice. [read post]
24 Dec 2009, 6:31 am
In assessing the role of systemic risk in the financial crisis, Professor Scott focuses on the risks associated with the failure of banks and hedge funds and on the potential impact of CDS defaults on counterparties. [read post]
1 Feb 2012, 6:51 am
Rajaratnam's offices at the Galleon Group hedge fund. [read post]
1 Feb 2012, 6:51 am
Rajaratnam's offices at the Galleon Group hedge fund. [read post]
24 Jul 2011, 12:00 pm
This part of Dodd-Frank precludes them (subject to exceptions identified below) from owning or sponsoring hedge funds and private equity funds. [read post]
