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2 Aug 2017, 6:45 am
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
27 Jul 2017, 11:05 am
Enlarge / Traders at the New York Stock Exchange beneath a monitor displaying Twitter's stock symbol in 2016. [read post]
25 Jul 2017, 9:31 pm
The Virginia norovirus outbreak this past week sent the share price down again, with shareholders seeing it at $336 and below during day trading on the New York Stock Exchange. [read post]
25 Jul 2017, 5:32 pm
One study found short selling to encompass thirtyone percent of all trading for NASDAQ-listed stocks and twenty-four percent of all New York Stock Exchange-listed stocks. [read post]
24 Jul 2017, 6:27 am
The certificates of trust issued to the bondholders were later listed on the New York Stock Exchange. [read post]
21 Jul 2017, 8:07 am
A Maryland firm rang the New York Stock Exchange’s ceremonial bell on Friday to signal the start of trading. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
19 Jul 2017, 3:11 pm
The Securities and Exchange Commission today barred a New York-based attorney from appearing or practicing before it and acting as an officer or director of a public company after finding that he made false and misleading statements in corporate filings.The SEC’s order finds that David Lubin committed fraud while serving as a director and corporate counsel of Entertainment Art, a public company in which Lubin also was a large shareholder. [read post]
19 Jul 2017, 2:33 pm
The company is now an independently traded firm on the New York Stock Exchange as JBGS. [read post]
18 Jul 2017, 9:00 pm
It fell more than $17 per share, or about 4.3 percent, to $374.98 when the closing bell rang at the New York Stock Exchange. [read post]
17 Jul 2017, 1:26 pm
Securities an Exchange Commission (SEC). [read post]
17 Jul 2017, 9:50 am
The Southern District of New York dismissed the plaintiffs’ ERISA claims on the ground that Booz Allen’s stock-distribution program was not a pension plan under ERISA, and the RICO claims were dismissed as barred by the Private Securities Litigation Reform Act. [read post]
15 Jul 2017, 6:16 am
These companies are typically state owned enterprises already listed within China on the Shanghai and Shenzhen stock exchanges. [read post]
13 Jul 2017, 7:00 am
A report by the New York Stock Exchange Governance Services surveyed 276 directors and officers of public companies to determine how the growing presence of cybersecurity threats has had an impact on their M&A due diligence process. [read post]
13 Jul 2017, 5:40 am
(CCT) announced that pursuant to seeking a listing on the New York Stock Exchange (NYSE) in the next twelve months, CCT will terminate the share repurchase program following the quarterly tender offer in July 2017. [read post]
11 Jul 2017, 10:37 am
The United States District Court for the Southern District of New York applied the First Circuit’s “extreme departure” test, but held that there was no such departure in this case, and dismissed plaintiffs’ claims. [read post]
11 Jul 2017, 10:37 am
The United States District Court for the Southern District of New York applied the First Circuit’s “extreme departure” test, but held that there was no such departure in this case, and dismissed plaintiffs’ claims. [read post]
11 Jul 2017, 9:30 am
The recent settlement also raises questions as to how this might affect Spotify’s rumored plans to make an initial public offering and become a publicly traded company on the New York Stock Exchange. [read post]
10 Jul 2017, 6:52 am
On May 30, 2017, the United States District Court for the Eastern District of New York entered a final consent judgment against Marc D. [read post]
9 Jul 2017, 10:04 pm
District Judge Jed Rakoff in Manhattan. complaints alleged fraud claims under the Securities Exchange Act of 1934 with respect to purchases of Petrobras American Depository Receipts (equity) on the New York Stock Exchange and several issuances of “notes” (debt) in over-the-counter trades. [read post]