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6 Jul 2012, 11:00 am by Marsha Tesar
Giving the gift of investing—with individual stocks, bonds or investment accounts and even some financial planning—will help a young adult get started on the long road to financial security. [read post]
28 Apr 2020, 2:44 pm by Kevin Kaufman
Delaying deductions means the present value of the write-offs (adjusted for inflation and the time value of money) is less than the original cost—how much less valuable depends on the rate of inflation and the discount rate. [read post]
The investment fraud was allegedly run by its former Georgia stockbroker John Justin Woods for several years, including while he was under the firm’s supervision. [read post]
2 Dec 2009, 5:35 am
In divining the origins and genesis of the recent financial crisis, it seems that one critical question that we must address is who was managing the risk managers? [read post]
13 Sep 2010, 8:01 am by Shari Shapiro
  I wrote about this issue for the first time last year, my original post is here. [read post]
16 Jan 2015, 8:25 am by Terry Hart
” • • • Friday’s Endnotes – 01/16/15 was originally posted on Copyhype • • • [read post]
10 Jun 2012, 2:13 pm by Jordan D. Maglich
 Originally indicted on forty counts, Farahi had faced a potential maximum sentence of 717 years in federal prison. [read post]
2 May 2011, 12:14 pm by James Hamilton
SIFMA also said that there should be an exemption from the definition of hedge fund and private equity fund for credit funds that are predominantly engaged in originating or purchasing loans and other extensions of credit in primary debt originations, activities that are at the core of banking entity-permissible activities. [read post]
17 Apr 2012, 1:43 pm
Unfortunately, in this case, Retail Properties’ longtime investors will need a lot of assistance from the public markets in order to get a good return on their original investment. [read post]
29 Mar 2019, 8:10 am by Mark Astarita
”The first MOU, originally signed in 2006, is a comprehensive supervisory arrangement covering regulated entities that operate across the national borders. [read post]
11 Jul 2012, 7:57 am by Jay Salamon
This article was originally posted on Stock Market LossIt has always been our position that a stockbroker owes his or her customer both a suitability obligation under FINRA rules and (at least in our home state of Ohio) the broad duties of a fiduciary under state law. [read post]
15 Jan 2019, 7:36 pm by Race to the Bottom
On October 31, 2018 the SEC adopted new mining disclosure requirements that were originally proposed under the Obama Administration. [read post]
1 Oct 2008, 11:00 am
As the attorney-client relationship grows, Peter assists clients in their fund investment activities – venture capital investments, PIPEs, asset sales, refinancings, acquisitions and other liquidity events. [read post]
29 Sep 2008, 11:00 am
Yet he built a successful business for the firm within two years, and positioned himself to surpass his goal of US$ 2 million in annual billings for the Investment Funds Department, winning him the title of Originate! [read post]
22 May 2012, 9:41 pm by InvestorLawyers
In actuality, investors who paid $10 per share for the REIT originally are receiving a split-adjusted value of only $3 per share. [read post]
11 Jul 2022, 4:00 am by Michael C. Dorf
Because when the People ratified the Fourteenth Amendment they "re-spoke" the Bill of Rights and thereby invested it with the 1868 understandings.Is that persuasive? [read post]
9 Jun 2011, 9:28 am
In the event the issuer goes bankrupt, investors who hold these notes are considered unsecured creditors and might recover little, if anything, of their original investment. [read post]
8 Jan 2010, 10:12 am by jblock
-based PIMCO (Pacific Investment Management Co.), most recently serving as global head of PIMCO Advisory, a member of PIMCO's executive committee, and a member of the board of trustees of the PIMCO Funds. [read post]