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7 Mar 2016, 9:42 am
Royalty trusts have no physical operations, no management, and no employees. [read post]
5 Mar 2016, 6:38 am
It is said to be Europe's leading shale gas company by acreage and claims that it "already manages substantial oil and gas projects in Poland, Albania, Morocco, Spain, Ireland, France and Romania. [read post]
29 Feb 2016, 4:43 pm
For that reason, the Sixth Circuit found that plaintiffs did not have to make any allegations about management’s state of mind when the company and its management offered the challenged opinions. [read post]
24 Feb 2016, 11:27 am
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
23 Feb 2016, 10:08 am
§ 162a; and the American Indian Trust Fund Management Reform Act of 1994, Pub.L. [read post]
23 Feb 2016, 7:36 am
Inc., Admin. [read post]
22 Feb 2016, 4:36 pm
This paper is intended for the insurance professional as an additional introduction to this increasingly relevant and ever evolving management liability product. [read post]
20 Feb 2016, 8:35 am
As Earth’s population continues to increase, sometimes it seems like our world is getting smaller as technological advances manage to give the appearance that people thousands of miles away are right in front of you. [read post]
19 Feb 2016, 6:09 am
Trotter, Latham & Watkins LLP, on Monday, February 15, 2016 Tags: Board communication, Boards of Directors, Compliance and disclosure interpretation, Confidentiality,Cybersecurity, Director liability, Disclosure, Risk management The “New Insiders”: Rethinking Independent Directors’ Tenure Posted by Yaron Nili, Harvard Law School, on Tuesday, February 16, 2016 Tags: Board composition, Board independence, Board performance, Board turnover, Boards of Directors,… [read post]
18 Feb 2016, 10:40 am
As part of the asset management function, the administrator may have to liquidate or run a business or manage a securities portfolio. [read post]
17 Feb 2016, 10:19 am
These investors are primarily funds that focus largely on growth-stage, buyout and platform funding transactions. [read post]
8 Feb 2016, 9:05 am
Oil Fee Proposal a Bad Deal for Manufacturers(c)Waste Information & Management Services, Inc. [read post]
5 Feb 2016, 6:15 am
One such issuance is Adageo Energy Partners, LP which according to SEC filings sought to raise $50 million and raised at least $31 million of that amount through brokerage firms including Direct Capital Securities, Inc., Madison Avenue Securities, Inc., WFP Securities, Inc., Arete Wealth Management, LLC, Newbridge Securities Corporation, Charter Pacific Securities, LLC, ePLANNING Securities, Inc., Sunset Financial Services, Inc., Jesup &… [read post]
2 Feb 2016, 6:03 pm
The act permits private individuals to sue on behalf of the government those who falsely claim federal funds, or cause others to do so, and to receive a share of any funds recovered through the lawsuit. [read post]
31 Jan 2016, 4:07 pm
Optanon has announced the release of its “GDPR Compliance Manager” later this year. [read post]
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
26 Jan 2016, 9:09 am
When reviewing these responsibilities, many state and local governments and private businesses may need to update their understanding of current requirements as well as strengthen oversight and investigation practices, tighten vendor contracts, explore insurance or other options for planning for funding costs of defending investigations, litigation or other enforcement actions, and other heightened compliance and risk management strategies and practices. [read post]
15 Jan 2016, 7:47 am
The act permits private parties to sue on behalf of the government for false claims for government funds and to receive a share of any recovery. [read post]
14 Jan 2016, 8:30 am
As part of the asset management function, the administrator may have to liquidate or run a business or manage a securities portfolio. [read post]
14 Jan 2016, 8:13 am
Anthem Inc. [read post]
