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30 Aug 2010, 4:39 pm
Should banks be allowed to invest in hedge funds or private equity funds? [read post]
17 Jul 2017, 12:06 pm
Noreika also observes that “the CFPB, by design, is not a safety and soundness prudential regulator. [read post]
24 May 2024, 4:11 am
Article 62 is amended to extend the duration during which the use of uncollateralised or partially collateralised bank guarantees is temporarily allowed. [read post]
11 Oct 2018, 10:58 am
It was the bank that fired him for the alleged theft, which was unrelated to his work with Wells Fargo Advisors. [read post]
17 Jan 2011, 4:53 pm
The European Securities and Markets Authority will replace CESR and the European Banking Authority will replace CEBS. [read post]
19 Apr 2016, 5:00 pm
Hamilton Bank of Johnson City barring property owners from filing a federal takings claim in federal court until they exhaust state court remedies. [read post]
3 Mar 2011, 10:20 am
Prudential-Bache Securities, Inc., 1993 WL 138523 (4th Cir., May 1993)). [read post]
13 Jun 2017, 10:17 am
Key points Equivalence decisions – The proposed amendments include changes to the procedure for adoption of equivalence decisions by the Commission; the proposal empowers the Commission to make an equivalence determination subject to further conditions and equips ESMA with the task of monitoring regulatory and supervisory developments in third-country jurisdictions that have been deemed equivalent by the Commission; Two-tier classification system for third-country CCPs – The… [read post]
25 Apr 2019, 11:59 am
Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N.A. [read post]
25 Aug 2016, 7:40 am
The proposed rule would affect supervised banks and non-banks alike. [read post]
4 Mar 2009, 6:59 am
It's important for people to realize that life insurance companies that are rated A or better have an exceptional record of safety and financial integrity and unlike the banking industry which has seen 16 banks taken over by the FDIC so far this year we have yet to see a major life insurance company really run into any sort of serious trouble. [read post]
8 Jul 2021, 1:16 am
The amendments will be part of the overall proposal to implement the final Basel III prudential standards. [read post]
17 Jun 2024, 9:05 pm
They would lead to a considerable prudential risk to CCPs without the latter being able to provide many multilateral netting benefits. [read post]
23 Feb 2011, 6:57 am
He sued the seller and the brokerage firm, Prudential Douglas Elliman. [read post]
13 Jun 2013, 5:01 pm
Federal Reserve continues to innovate in the realm of monetary policy in the absence of functional fiscal policy, while the European Central Bank moves furtively toward acting as a full Fed-style central bank capable of backstopping sovereign debt instruments and providing real liquidity. [read post]
17 May 2009, 12:13 pm
Insurers who said they are prepared to accept the TARP funds include Hartford Financial Services Group, Inc., Prudential Financial, Inc., Principal Financial Group, Inc., Lincoln National Corp., and Allstate Corp. [read post]
2 Jun 2011, 11:00 am
Gray currently serves as a director for Prudential Financial, Inc., Dell Computer Corporation, and Pfizer Inc. [read post]
15 Mar 2024, 6:30 am
Miles, Skadden, Arps, Slate, Meagher & Flom LLP, on Monday, March 11, 2024 Tags: Board of Directors, Campaign finance, committees, Congressional elections, Pay to play, Presidential elections, transitions Banking and Antitrust Posted by Saule Omarova (Cornell University and Yale University) and Graham Steele (U.S. [read post]
15 Mar 2024, 6:30 am
Miles, Skadden, Arps, Slate, Meagher & Flom LLP, on Monday, March 11, 2024 Tags: Board of Directors, Campaign finance, committees, Congressional elections, Pay to play, Presidential elections, transitions Banking and Antitrust Posted by Saule Omarova (Cornell University and Yale University) and Graham Steele (U.S. [read post]
21 Aug 2013, 4:11 pm
Federal Reserve continues to innovate in the realm of monetary policy in the absence of functional fiscal policy, while the European Central Bank moves furtively toward acting as a full Fed-style central bank capable of backstopping sovereign debt instruments and providing real liquidity. [read post]
