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25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
8 Jun 2011, 3:00 am
Davis Polk & Wardwell has hired Susan Ervin, previously a senior adviser at the Securities and Exchange Commission, to join its financial institutions group. [read post]
30 Aug 2010, 1:11 pm
Conte, a longtime lawyer in the Securities and Exchange Commission's enforcement unit, is leaving the agency to join Steptoe & Johnson. [read post]
28 May 2010, 2:40 am
Goldman Sachs is looking to avoid a charge of fraud from the Securities and Exchange Commission by coming to a settlement over a lesser offense, The Financial Times reported. [read post]
16 Sep 2009, 12:44 pm
Amid the storm of pay-to-play scandals and as pay-to-play has become an increasingly hot-button state issue, the Securities Exchange Commission […] [read post]
4 Jun 2011, 12:03 pm
Nelson Obus's case has become one of the longest-running civil actions by the Securities and Exchange Commission in recent memory, but he refuses to settle. [read post]
28 Dec 2007, 9:54 pm
Press release: "Securities and Exchange Commission Chairman Christopher Cox...launched the first-ever online tool that enables investors to easily and instantly... [read post]
19 Nov 2010, 11:35 am
The Securities and Exchange Commission moved to require the registration of hedge funds and other private funds as it begins to implement the Dodd-Frank Act on financial regulation. [read post]
10 Jun 2009, 5:03 am
The Obama administration intends to seek new powers for the Securities and Exchange Commission to force financial firms to give shareholders votes on executive pay packages. [read post]
7 Feb 2011, 5:37 pm
Some Wall Street lawyers have been lobbying Congress to get more money for the Securities and Exchange Commission, which faces a budget freeze. [read post]
29 Jul 2011, 9:00 am
DealBook talks with six students from some of the nation's top law, business and undergraduate schools about why they are interns at the Securities and Exchange Commission. [read post]
8 Mar 2012, 1:54 pm
The Securities and Exchange Commission said a former executive at Coca-Cola Enterprises acted on nonpublic information about a pending deal with the Coca-Cola Company. [read post]
23 Sep 2008, 10:39 pm
News release: "As part of the Securities and Exchange Commission's third annual Seniors Summit held in Washington today, the staff... [read post]
16 Aug 2012, 9:13 am
The Securities and Exchange Commission has accused College Football Hall of Fame coach Jim Donnan of orchestrating an $80 million Ponzi scheme. [read post]
25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
25 Jul 2023, 10:00 pm
The US Securities and Exchange Commission recently implemented amendments to Form PF for large liquidity fund advisers, which will take effect June 11, 2024. [read post]
9 Sep 2012, 6:04 pm
Under a bill that could curb the influence of the Securities and Exchange Commission, the White House would receive explicit authority to influence the rule-making process at independent agencies. [read post]
8 Jul 2008, 11:12 pm
News release: "The Securities and Exchange Commission today released findings from extensive 10-month examinations of three major credit rating agencies... [read post]
14 Dec 2008, 5:34 am
News release: "The Securities and Exchange Commission today charged Bernard L. [read post]
31 Aug 2010, 3:44 pm
News release: "The Securities and Exchange Commission today issued a report cautioning credit rating agencies about deceptive ratings conduct and... [read post]
