Search for: "US Trade and Exchange, LLC"
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19 Feb 2022, 12:00 pm
The New York Stock Exchange has filed an application to register “NYSE” as a trademark for a marketplace for the trading of NFTs. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
2 Jan 2012, 2:31 pm
TR Investors, LLC. [read post]
22 Feb 2019, 7:40 am
Additionally, the corporation must be an “eligible corporation,” which primarily excludes a regulated investment company, REIT, REMIC or cooperative. 80 percent of assets by value used in a qualified active business – At least 80 percent of the corporation’s assets must have been used in the active conduct of one or more qualified trades or businesses during “substantially all” of the taxpayer’s holding period for the shares. [read post]
31 Oct 2019, 5:55 pm
The barriers to filing a securities class action for alleged Exchange Act violations have been lowered, and this presents greater risks for directors and officers of publicly traded companies. [read post]
22 Jul 2022, 3:39 am
(The original offering price for Preferred stock was $1,000, per share, according to the PPM,) Parking REIT Exec Reportedly Charged with Fraud According to the Securities and Exchange Commission on July 30 2021, the regulator charged an executive of the Parking REIT, and his wholly owned investment advisory firm, Vestin Mortgage LLC with fraud. [read post]
22 Mar 2011, 4:28 am
Dave is an attorney and CEO of Concord Specialty Risk, a series of a Delaware limited liability companies owned by RSG Specialty Group, LLC. [read post]
16 May 2020, 12:46 pm
” He used Chancellor Andre Bouchard’s 2018 Almond v. [read post]
14 Jun 2011, 8:15 am
Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
4 Aug 2013, 5:30 am
http://t.co/wCzvR3JTCE -> "Insurer has duty to defend in alleged trademark counterfeiting case" http://t.co/68ITMApq8r -> Action for deceit for failure to pay royalties under a license affirmed in XY, LLC v. [read post]
13 Mar 2021, 7:32 pm
For intangible property other than business interests (that is, stock, LLC memberships, partnerships, etc.), the formula involves “use” of the intangible property in California. [read post]
14 Aug 2023, 2:11 am
According to a cease-and-desist order, Royal Alliance allegedly failed to supervise unsuitable investments in volatility-linked exchange traded products. [read post]
12 Mar 2009, 9:19 am
Madoff Investment Securities LLC, was "one big lie. [read post]
2 Nov 2021, 7:56 am
Contact us today at (800) 975-4345 and let us know how we can help. [read post]
27 Jan 2021, 11:22 am
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
16 Jun 2010, 11:59 am
Assocs., LLC v. [read post]
7 Oct 2021, 4:20 am
In exchange for getting their technology incorporated into a standard (meaning that, if essential to the standard, that technology has to be used by users of the standard), SEP owners have to give an undertaking - known as a FRAND undertaking. [read post]
25 May 2011, 4:06 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
3 Jun 2024, 4:31 am
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
31 Aug 2020, 3:00 pm
Nor do they care about the business interruption or reputational costs of our publicly traded corporations and the women and men that are leading these enterprises through the most challenging business environment in over half a century. [read post]
