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22 Dec 2020, 9:43 am
Note that for SEC RIA’s to private investment vehicles, a “client” for purposes of this rule refers to the vehicle(s) managed by the RIA and not the underlying investors. [read post]
13 Apr 2024, 3:33 pm
The FDA’s actions led the drug companies voluntarily to withdraw PPA-containing products. [read post]
3 Oct 2010, 5:30 pm
Which of these three options is going to get President Obama re-elected: (a) 500,000 new jobs, (b) expanding health care for 10 million additional Americans, or (c) Seventh Circuit Judge Diane Wood? [read post]
5 May 2025, 7:46 am
Lowell’s previous clients include Mr. [read post]
20 Mar 2019, 10:00 am
B was number two. [read post]
27 Feb 2019, 9:00 am
Hang out in the pub, play Billiards, play plastic darts, do whatever it is. [read post]
31 Mar 2021, 10:33 am
A witness will only ever be asked to produce documents that (a) can be shown to exist, and (b) that are in or are likely to be in the witness’ possession, custody, or control. [read post]
11 Apr 2010, 6:32 pm
This is a one-page document signed by the party's counsel bearing the action's caption served on the adversary's counsel. [read post]
10 Apr 2018, 2:40 pm
This requites distinguishing between those obligations that apply to the internal operations of financial institutions generally, and those obligations that apply to the financial institution’s obligations with respect to its lending activities, that is with respect to its relationship with its borrowers. [read post]
3 Apr 2024, 9:03 pm
Jack Katz, who served for two decades as Secretary of the SEC and is being honored tonight with the William O. [read post]
4 Dec 2013, 9:07 am
European Union’s Alternative Investment Fund Managers Directive (“AIFMD”). [read post]
10 Nov 2009, 12:46 pm
In an oft-used metaphor, Congress supposedly intended to create a level playing field for takeover contests. [read post]
23 Dec 2017, 12:00 am
The moment you go to the show’s page you can see all of the prior episodes, which means you can play all of them at your leisure. [read post]
5 Apr 2017, 3:01 am
It’s hard not to see some of his judicial philosophy in your writings. [read post]
5 Mar 2025, 3:30 am
B. [read post]
10 Oct 2010, 8:11 am
But now, thanks to a bunch of dedicated consumer attorneys, many of which are associated with O. [read post]
20 Jul 2011, 5:08 am
B. [read post]
31 Aug 2020, 4:00 am
When accepting his election as the new leader of the Canadian Conservative Party, Erin O’Toole criticized Justin Trudeau’s policies as “ideological” (at 9:58), whereas O’Toole’s agenda to “Take Back Canada”—i.e., winding down emergency benefits during the pandemic, speedy pipeline approval, defunding the CBC, and invoking the notwithstanding clause to impose mandatory minimum sentences for various… [read post]
1 May 2013, 12:43 pm
And the band of tiny violins played on As to Prenda Law’s arguments for why dismissal was not improper, the court was unimpressed. [read post]
28 Jul 2013, 8:57 am
(b) Control of work schedules and supervision of the work. [read post]
