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2 Jul 2015, 3:03 am by Broc Romanek
The full agendas for the Conferences are posted — and include the following panels: – Keith Higgins Speaks: The Latest from the SEC – The SEC’s Pay-for-Performance Proposal: What to Do Now – Creating Effective Clawbacks (& Disclosures) – Pledging & Hedging Disclosures – Pay Ratio: What Now – Proxy Access: Tackling the Challenges – Disclosure Effectiveness: What Investors Really Want to See – Peer Group Disclosures: The In-House… [read post]
22 Mar 2018, 3:38 am by Broc Romanek
Hard to believe that there were companies that were ‘all male’ in this day & age… – Broc Romanek [read post]
11 Apr 2016, 3:47 am by Broc Romanek
As noted in this alert, this doesn’t impact the Form SDs being prepared now and Corp Fin’s April ’14 guidance remains as the last word… PCAOB: Updated Standard-Setting Agenda Last week, the PCAOB posted an updated standard-setting agenda that outlines milestones on various standard-setting projects… – Broc Romanek [read post]
8 Jul 2016, 3:22 am by Broc Romanek
Here are some of the latest entries: – The “Proxy Access Bible” – Shareholder Proposals: 49 Pages of Trends in ’16 – How to Write Bad MD&A – Proxy Access Proposals: Most Likely to Gain Majority Support – Proxy Advisor Reform: The Debate – Broc Romanek [read post]
25 Jan 2018, 3:00 am by Broc Romanek
– Auditor Liability: Auditors May Now Be Forced to Look for Fraud – Revenue Recognition: Lessons from “Early Adopter” Comments – Disgorgement: Tax Reform’s Impact on Deductibility – Broc Romanek [read post]
17 Nov 2010, 3:45 am by Broc Romanek
- An Insider's View of the SEC: Principles to Guide Reform - The Countrywide Settlement: Significant Questions - Broc Romanek [read post]
30 Nov 2018, 3:34 am by Broc Romanek
Now, the SEC has posted an Edgar questionnaire, hoping to get feedback concerning the user-filing experience… Blockchain & Audits Recently, PCAOB Board Member Kathleen Hamm gave this speech about the intersection of blockchain & auditing… Don’t forget to tune into our upcoming webcast: “Audit Committees in Action: The Latest Developments“… – Broc Romanek [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]