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4 Dec 2019, 3:17 am by Broc Romanek
” In this 25-second video, Cap’n Cashbags is just hanging out with his fellow CEO pals who serve on his board’s compensation committee – talking about wage cuts for all workers (except himself): – Broc Romanek [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
19 Feb 2012, 4:40 pm by Steve Bainbridge
   In February 2011, I quoted a discussion of the issue by Broc Romanek and opined that: My guess is that the costs of providing this disclosure are going to vastly exceed the benefits to investors. [read post]
9 Jun 2009, 4:50 am
- Overcoming the Challenges of "In Transition" - "Quasi-Insider" Trading Question: Suppliers - Obtaining a Job in a Tough Market - Broc Romanek [read post]
27 Feb 2017, 3:01 am by Broc Romanek
The Commission will also consider adopting rules requiring links to exhibits (here’s our podcast on that proposal from a few months back)… – Broc Romanek [read post]
11 Apr 2016, 3:47 am by Broc Romanek
As noted in this alert, this doesn’t impact the Form SDs being prepared now and Corp Fin’s April ’14 guidance remains as the last word… PCAOB: Updated Standard-Setting Agenda Last week, the PCAOB posted an updated standard-setting agenda that outlines milestones on various standard-setting projects… – Broc Romanek [read post]
4 Dec 2015, 3:35 am by Broc Romanek
Here’s the Evening Standard interview that allegedly violates the quiet period… Cybersecurity: Impacting Creditworthiness It shouldn’t be a surprise that cybersecurity issues is growing as a factor when analyzing a company’s creditworthiness, as this Moody’s report highlights…also see this excellent blog by Doug Greene about lagging board oversight of cybersecurity… – Broc Romanek [read post]