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20 Jul 2015, 7:12 am by John Jascob
As originally enacted, Section 716 of the Dodd-Frank Act prevented federally insured financial institutions from conducting certain swaps trading, including trading of commodity, equity, and credit derivatives. [read post]
21 Mar 2018, 6:01 am
Gorton is Frederick Frank Class of 1954 Professor of Finance and Toomas Laarits is a PhD Candidate at Yale School of Management. [read post]
20 Mar 2018, 9:34 am by Patrick Dolan (US) and Ryan Apar (US)
  In contrast, open-market CLOs involve managers acting independently from the banks originating or holding the loans and entering into arm’s-length negotiations with the lending banks. [read post]
21 Jul 2015, 8:00 am by John Jascob
Section 13 of the Bank Holding Company Act, known as the Volcker Rule, was added by the Dodd-Frank Act and generally prohibits banking entities from engaging in proprietary trading or from acquiring or owning an interest in a hedge fund or a private equity fund, subject to certain exemptions.RICs and FPFs. [read post]
24 Jan 2008, 10:10 pm
Supreme Court's refusal to hear the appeal of the Fifth Circuit's decision to dismiss securities fraud claims against several of Enron's banks (Ted Frank explains the decision). [read post]
20 Nov 2008, 9:28 pm
Below is a quote from   DLA Piper Joint Chief Executive Frank Burch. [read post]
12 Mar 2019, 3:54 pm by Barbara S. Mishkin
Director Kraninger was sharply criticized by Democrats at today’s hearing on the Bureau’s semi-annual report held by the Senate Banking Committee. [read post]
26 Aug 2009, 2:52 pm
Several powerful lobbying groups for the banking industry paid congressional representatives nearly $300,000 in the days before and after they voted this year on an important consumer-friendly credit card bill that the banking industry strongly opposed. [read post]
14 Mar 2012, 5:08 pm
That would be "Systemically Important Financial Institution," a new phenomenon introduced by the Doddering-Frank reform law. [read post]
28 Sep 2010, 6:20 am by admin
The primary stated goal of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act” or the “Act”) is to prevent the failure of the… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
28 Oct 2010, 1:12 pm by Ted Allen
Senator Tim Johnson of South Dakota, a banking industry ally, likely will become chair if the Democrats retain the Senate. [read post]
9 Jun 2019, 8:18 am
This post is based on their Fried Frank memorandum and is based on their article, recently published in the Banking Law Journal. [read post]
10 Nov 2015, 2:53 am by Walter Olson
The founding of new banks has fallen virtually to zero in the U.S. since the enactment of Dodd-Frank [Stephen Moore, W$J via Kevin Funnell] Tags: banks, Dodd-FrankCommunity banker: it’s better in the U.K. at this point is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
3 Sep 2017, 4:30 pm by Liza Hanks
(This increase was supposed to be temporary, but was made permanent in 2010, as part of the Dodd-Frank Act). [read post]
Changes include greater emphasis on recovery planning in the case of financial or operational weakness, and on orderly resolution planning, as required by the Dodd-Frank Act. [read post]
11 Sep 2012, 11:01 am by Andrew Ramonas
Dean Zerbe of Zerbe, Fingeret, Frank & Jadav, one of Birkenfeld's lawyers, said the reward represents "a great day for whistleblowers. [read post]
3 Aug 2009, 2:45 pm by R. Grace Rodriguez, Esq.
“Congress is very irritated with the banks, they don’t think they’re moving fast enough,” said Paul Miller, a bank analyst at FBR Capital Markets in Arlington, Virginia.Convincing the SenateFrank managed to get a cram-down bill through the House of Representatives in March, only to see the legislation stall in the Senate as lawmakers there bickered over whether to limit the provisions to certain loans or a specific timeframe. [read post]
13 Jul 2012, 1:00 am by Kevin LaCroix
  Dodd-Frank Whistleblower Developments: We are still awaiting the payment of the first whistleblower bound under the Dodd-Frank Act’s whistleblower provisions. [read post]