Search for: "In Re Securities and Exchange Commission"
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20 Feb 2018, 3:19 am
A long time ago in a regulatory galaxy far away, the Securities and Exchange Commission Empire was engaged in a period of civil litigation. [read post]
16 Feb 2018, 6:21 am
Securities and Exchange Commission, on Thursday, February 15, 2018 Tags: Board composition, Boards of Directors, Capital markets, Cybersecurity, Diversity, Dual-class stock, Engagement, Institutional Investors, Risk management, Securities regulation, Shareholder activism, Shareholder voting [read post]
15 Feb 2018, 9:30 pm
Securities and Exchange Commission oversight and disclosure rules. [read post]
15 Feb 2018, 9:01 pm
“What we’re trying to seek is clarification that the limits can be enforced,” Lessig said. [read post]
15 Feb 2018, 4:41 pm
As amended by the HITECH Act, the civil enforcement provisions of HIPAA empower OCR to impose Civil Monetary Penalties on both Covered Entities and BAs for violations of any of the requirements of the Privacy or Security Rules. [read post]
15 Feb 2018, 1:41 pm
Securities and Exchange Commission (SEC) and the U.S. [read post]
15 Feb 2018, 1:30 pm
Finally, Rubin directed the government to re-mark the transcript of al-Darbi’s direct examination for release to the defendant and to process in the normal manner any additional discovery and reclassification requests from the defense. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
12 Feb 2018, 7:50 am
Increasingly, with projects like Google Espresso and Facebook Edge Fabric, we’re starting to see systems that close the loop between measurement and control. [read post]
12 Feb 2018, 7:36 am
In this post, I would like to analyze the trend in the regulation (including guidance) by the Securities and Exchange Commission (the "SEC") of the virtual currencies offerings, often referred to as ICOs (initial coin offerings) or TGEs (token generation events). [read post]
12 Feb 2018, 5:00 am
Last week Fairplay Canada filed an application with the Canadian Radio-television and Telecommunications Commission (CRTC), asking for a new tool to help Canadian creators to combat online theft of their content by illegal piracy websites. [read post]
9 Feb 2018, 6:00 am
[More…] Market regulators on crypto: We’re on it, but may need help by Ian McKendry Testifying before the Senate Banking Committee, the heads of the Securities and Exchange Commission and the Commodity Futures Trading Commission said the two agencies are not ignoring the fast-growing cryptocurrency sector and they have some oversight powers. [read post]
8 Feb 2018, 9:30 pm
Securities and Exchange Commission (SEC) and the U.S. [read post]
8 Feb 2018, 9:00 am
” Under the Texas Board Rules, a dentist may not offer or give cash to a third party for securing or soliciting patients. [read post]
8 Feb 2018, 4:43 am
Here’s the intro from this WSJ article by Dave Michaels and Andrew Ackerman: Scott Garrett, a former Republican lawmaker known for criticizing what he considered government overreach by Wall Street regulators, has landed a senior role at the Securities and Exchange Commission. [read post]
5 Feb 2018, 12:00 am
On March 12, 2014, VEON filed a Form 6-K disclosing it was under investigation by the Securities Exchange Commission (“SEC”) for its operations in Uzbekistan. [read post]
2 Feb 2018, 7:44 am
(Pix © Larry Catá Backer 2018)Since at least 1945 there have been significant efforts to produce global consensus on baseline norms through which states, individuals, and collectives could judge the legitimacy of state actors (and recently other transnational actors). [read post]
1 Feb 2018, 11:50 am
Though what Trump meant remains unclear, and Rosenstein responded diplomatically by saying “we’re all on your team, Mr. [read post]
Private Censorship Is Not the Best Way to Fight Hate or Defend Democracy: Here Are Some Better Ideas
30 Jan 2018, 9:51 am
And what will we get in exchange for giving up our ability to speak online anonymously? [read post]
29 Jan 2018, 11:28 pm
Securities and Exchange Commission, and ICO lawyers should be watching their backs. [read post]
