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8 Mar 2013, 1:24 pm by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Council, immediate past Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Group and current Co-Chair of its Welfare Benefit Committee, Vice-Chair of the ABA TIPS Employee Benefits Committee, a council member of the ABA Joint Committee on Employee Benefits, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
7 Nov 2024, 9:01 pm by renholding
We saw this throughout the securities industry, in cases involving public companies,[13] investment advisers,[14] broker-dealers,[15] and individuals,[16] and in matters involving a range of violations, such as material misstatements,[17] fraud[18], recordkeeping violations,[19] and controls failures related to cybersecurity.[20] That has continued in the new fiscal year. [read post]
18 Oct 2021, 1:13 pm by Emily Dai
.: The House Homeland Security Subcommittee on Oversight, Management, and Accountability will hold a hearing examining the Department of Homeland Security’s efforts to resettle Afghans. [read post]
9 Feb 2011, 6:20 am by velvel
In the interim, JPMC should have seen tens of billions of dollars -- nearly all of the IA Business’s assets under management -- moved into T-bills, as that was part of BLMIS’s purported investment strategy. [read post]
22 Aug 2023, 5:01 am by Rob Robinson
HBR Consulting, LAC Group, and Wilson Allen Relaunch as Harbor HBR Consulting, LAC Group, and Wilson Allen today announced the launch of Harbor, an expert services provider across strategy, legal technology, operations, and intelligence. [read post]
15 Nov 2021, 12:34 pm by Emily Dai
Troy Carter, director of the Plasma Science and Technology Institute at the University of California, Los Angeles and chair of the Fusion Energy Sciences Advisory Committee Long Range Planning Subcommittee; Dr. [read post]
3 Nov 2014, 12:21 pm by Cynthia Marcotte Stamer
  The Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Committee, a Council Representative on the ABA Joint Committee on Employee Benefits, Government Affairs Committee Legislative Chair for the Dallas Human Resources Management Association, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
This includes resisting any investment of (their) money into infrastructure that makes the firm stickier for themselves or their clients. [read post]
12 Nov 2009, 7:20 am
Rowe Price Associates, Inc. (5 percent), ValueAct Capital (10 percent), Capital Research and Management Company (10 percent), Vanguard Group, Inc. (10 percent), Pershing Square Capital Management, L.P (unspecified), Barclays Global Investors (5-15 percent). [read post]
24 Jan 2022, 8:38 am by Katherine Pompilio
.: The Carnegie Endowment for International Peace will host a discussion about similarities and differences across Southeast Asia, Latin America, Central Asia and South Asia, and what can be learned by comparing local strategies and Chinese responses around infrastructure, investment and training. [read post]
18 Mar 2024, 9:02 am by Jeff Gittins
The State Treasurer will invest money in the fund and interest and earnings from those investments will be deposited into the fund. [read post]
28 Jul 2008, 1:11 pm
  Here we have potential conflicts among the private equity limited partnership and the owner-managers of the buyout firm (who may be the incumbent managers of the pre-buyout firm). [read post]
8 Jul 2014, 9:35 am
Ruggie, is the chair of the Institute for Human Rights and Business International Advisory Board, and is the Berthold Beitz Professor in Human Rights and International Affairs at Harvard’s Kennedy School of Government and Affiliated Professor in International Legal Studies at Harvard Law School. [read post]
4 Sep 2012, 2:38 pm by Samuel Sorich
AB 2152 would require a health plan that intends to terminate its contract with a provider group or a general acute care hospital to notify the Department of Managed Care at least 30 days prior to the termination of the contract. [read post]
9 Feb 2023, 9:05 pm by renholding
House of Representatives, the party is expected to hold committee hearings further criticising ESG efforts by companies, asset managers, proxy advisory firms, the Securities and Exchange Commission (SEC) and others. [read post]
26 Jun 2013, 6:21 am by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Council, immediate past Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Group and current Co-Chair of its Welfare Benefit Committee, Vice-Chair of the ABA TIPS Employee Benefits Committee, a council member of the ABA Joint Committee on Employee Benefits, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
20 Jul 2010, 8:00 am by J Robert Brown Jr.
—The Commission shall, by rule, direct the national securities exchanges and national securities associations to prohibit the listing of any equity security of an issuer, other than an issuer that is a controlled company, limited partnership, company in bankruptcy proceedings, open-ended management investment company that is registered under the Investment Company Act of 1940, or a foreign private issuer that provides annual disclosures to shareholders of the reasons… [read post]
15 Jan 2021, 1:48 pm by luiza
BlueCrest Capital Management Limited – In another enforcement action of international dimension, the SEC obtained a $170 million settlement from UK-based investment adviser BlueCrest Capital Management Limited over charges that it moved its top trades from its premier client fund to an in-house proprietary fund and then put the client’s funds under the control of an underperforming algorithm. [read post]
9 Sep 2011, 4:08 am by Broc Romanek
The Association of Private Client Investment Managers and Stockbrokers, in its response, said: "This model should broadly be followed but it is critically an area where there cannot be a single answer or one-size-fits-all solution and where there may be a division between the approach to SMEs [small and medium enterprises] on the one hand (especially when they are very small) and to larger companies on the other. [read post]