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28 Mar 2012, 1:21 pm by McNabb Associates, P.C.
Calling the kleptocracy initiative “the best thing to happen to Africa,” Igbanugo recounted the stories of James Ibori, the former Nigerian state governor who recently pleaded guilty in the U.K. to money laundering, and Teodoro Nguema Obiang Mangue, the son of Equatorial Guinea President Teodoro Obiang Nguema Mbasogo who was sued by the U.S. in its first action under the initiative. [read post]
7 Oct 2008, 12:38 pm
New York Administrative Code Sec. 19-530(1) provides in part that the owner of the taxicab medallion, is fully responsible for the operation of the taxicab (see, James v. [read post]
13 Aug 2008, 9:12 am
On Friday, Judge James Otero rejected claims by Calvary Chapel Christian School, five Calvary students, and the Association of Christian Schools International that UC’s policies violate the Constitution’s Free Speech Clause, Free Exercise Clause, Establishment Clause and Equal Protection Clause. [read post]
29 Oct 2009, 3:22 pm
The fourteen participating firms with their case limits in parentheses are: Ameriprise Financial Services (18), Charles Schwab (10), Chase Investment Services (10), Citigroup Global Markets (60), Edward Jones (18), Fidelity Brokerage Services (10), LPL Financial (10), Merrill Lynch (60), Morgan Stanley Smith Barney (60), Oppenheimer (15), Raymond James (15), TD Ameritrade (10), UBS Financial Services (60), Wells Fargo Advisors (60). [read post]
20 Sep 2011, 8:23 am by Gene Takagi
Todd Johnson (Jones Day), Jan Masaoka (Blue Avocado), Francie Ostrower (University of Texas, Austin), and our own Emily Chan! [read post]
1 Jul 2019, 12:46 pm by Silver Law Group
  Merrill Lynch, Pierce, Fenner & Smith Inc   Heilman, Peter   Edward Jones   High, Robert   First Financial Equity Corp   Chase Investment Services Corp   Irizarry, Melissa   LPL Financial LLC   Invest Financial Corp   LaBare, Richard   Union Capital Company   Morgan Stanley & Co Inc   Mariampolski, Arnold   AXA Advisors   Ohel, Ziv   CFD Investments, Inc   Ameriprise Financial Services, Inc  … [read post]
8 Dec 2007, 5:11 pm
Deputy Mike Jones, who heads the Sacramento County Sheriff's Department Sex Offender Task Force, says Jessica's Law is not being enforced in the county. [read post]
16 Sep 2014, 7:15 am by Adam Weinstein
On or about November 21, 2002, Edward Jones fired Diaz for providing inaccurate information during a supervisory review, was terminated by Raymond James Financial Services, Inc. because it was “no longer comfortable supervising”, was permitted to resign on April 1, 2009, by First Allied Securities, Inc. because he had a history of customer complaints and administrative infractions., was fired by SII Investments, Inc. for unauthorized trading, was fired by Kovack… [read post]
15 Aug 2024, 8:48 am by jeffreynewmanadmin
Jones & Co., L.P. agreed to pay a $50 million penalty LPL Financial LLC agreed to pay a $50 million penalty Raymond James & Associates, Inc. agreed to pay a $50 million penalty RBC Capital Markets, LLC agreed to pay a $45 million penalty BNY Mellon Securities Corporation, together with Pershing LLC, agreed to pay a $40 million penalty TD Securities (USA) LLC, together with TD Private Client Wealth LLC and Epoch Investment Partners, Inc., agreed to pay a $30… [read post]
25 Aug 2024, 8:00 am by Gene Takagi
(Meltzer Center for Diversity, Inclusion, and Belonging at NYU School of Law) Climate Change Articles & Resources: ‘We should have better answers by now’: climate scientists baffled by unexpected pace of heating (Jonathan Watts, Guardian) The overshoot myth: you can’t keep burning fossil fuels and expect scientists of the future to get us back to 1.5°C (James Dyke, Robert Watson, and Wolfgant Knorr, Conversation) Climate Change Is Making the Middle East… [read post]
5 Sep 2024, 6:10 am by The White Law Group
Jones & Co., L.P. agreed to pay a $50 million penalty LPL Financial LLC agreed to pay a $50 million penalty Raymond James & Associates, Inc. agreed to pay a $50 million penalty RBC Capital Markets, LLC agreed to pay a $45 million penalty BNY Mellon Securities Corporation, together with Pershing LLC, agreed to pay a $40 million penalty TD Securities (USA) LLC, together with TD Private Client Wealth LLC and Epoch Investment Partners, Inc., agreed to pay a $30 million penalty… [read post]
4 Jan 2023, 4:29 am by Emma Snell
AnneClaire Stapleton, Julia Vargas Jones and Marcia Reverdosa report for CNN. [read post]
12 Aug 2010, 11:56 am by Chuck Ramsay
Leoni, Joe Scott, John Casanova, Jennifer Leunig, John Scott, Mike Cecchini, Pamela Leviton, James H. [read post]