Search for: "MARY WHITE"
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12 Sep 2016, 6:01 am
Using Muench's photographs, Edie learned that the white car belonged to Mary Mosley, appellant's girlfriend. [read post]
9 Sep 2016, 6:00 am
Mary Jo White, the S.E.C. chairwoman, called it “a game changer for the agency,” while the director of the enforcement division, Andrew J. [read post]
4 Sep 2016, 4:50 am
But Bristow is four things that Mary Anne Franks is not. [read post]
1 Sep 2016, 7:36 am
Chair Mary Jo White, shortly after CorpFin issued the new C&DIs, reiterated much of what Schnurr said by reminding issuers that the Commission will act in this area through the disclosure review process, rulemakings, and potentially via enforcement proceedings. [read post]
31 Aug 2016, 11:03 am
“The proposed changes should make it significantly easier to locate documents attached to company filings,” said SEC Chair Mary Jo White. [read post]
30 Aug 2016, 11:33 am
“The SEC’s whistleblower program has proven to be a game changer for the agency in its short time of existence, providing a source of valuable information to the SEC to further its mission of protecting investors while providing whistleblowers with protections and financial rewards,” said Mary Jo White, Chair of the SEC.Whistleblowers may be eligible for an award when they voluntarily provide the SEC with unique and useful information that leads to a successful… [read post]
29 Aug 2016, 1:58 pm
“These rules are fundamental to effective supervision of the security-based swap market,” said SEC Chair Mary Jo White. [read post]
29 Aug 2016, 1:00 pm
Bested MD FRCPC Clinical Associate Professor of Hematology University of British Columbia Vancouver, British Columbia, Canada John Chia, MD Clinician/Researcher EV Med Research Lomita, California Lily Chu, MD, MSHS Independent Researcher San Francisco, California Derek Enlander, MD, MRCS, LRCP Attending Physician Mount Sinai Medical Center, New York ME CFS Center, Mount Sinai School of Medicine New York, New York Mary Ann Fletcher, PhD Schemel Professor of Neuroimmune Medicine College of… [read post]
26 Aug 2016, 10:23 am
On the national level, ten state treasurers and two comptroller have written to SEC Chair Mary Jo White urging the Commission to require better disclosure by general partners of their private equity expenses to limited partners. [read post]
25 Aug 2016, 9:02 am
“These amendments are an important step in a series of rulemakings to enhance the SEC’s monitoring and regulation of the asset management industry,” said SEC Chair Mary Jo White. [read post]
24 Aug 2016, 9:30 pm
White, Emeritus Senior Research Consultant, Chestnut Health Systems: on the history of addiction treatment in the US6. [read post]
21 Aug 2016, 4:51 pm
For example, in an April 30, 2015 speech, SEC Chair Mary Jo White said that “a number of … concerns have come to our attention, including that some companies may be trying to require their employees to sign agreements mandating that they forego any whistleblower award or represent, as a precondition to obtaining a severance payment, that they have not made a prior report of misconduct to the SEC. [read post]
18 Aug 2016, 6:30 am
Last year, for example, 44 Democratic Senators wrote a letter to SEC Chair Mary Jo White, urging the SEC to promulgate a rule requiring issuers to disclose how they use corporate resources for political activities. [read post]
17 Aug 2016, 2:34 am
This effective veto power is complicating what is likely Mary Jo White’s final year as SEC chairman and could leave undone a raft of rules on issues that tend to split the commission along party lines. [read post]
15 Aug 2016, 5:00 am
SEC Chair Mary Jo White, in opening remarks to the August meeting of the Equity Market Structure Advisory Committee (EMSAC), said she was pleased the committee would address industry harmonization efforts along with defects in the current LULD reopening auction process. [read post]
2 Aug 2016, 7:32 am
“Strong Treasury markets demand close regulatory coordination that addresses the full range of participants and trading platforms active today,” said SEC Chair Mary Jo White. [read post]
1 Aug 2016, 3:30 am
” Tags: constitutional law, Department of Justice, executive orders, regulation and its reform, regulatory retaliation Could the White House be “tyrant-proofed”? [read post]
31 Jul 2016, 7:21 am
Randall White estimates that an individual bead took one to two hours of work, and as a result that the grave goods in such a burial represented nearly 10,000 hours of labor. [7] “Each of the three intact individuals was lavishly decorated with thousands of painstakingly prepared ivory beads arranged in dozens of strands... [read post]
28 Jul 2016, 1:41 pm
Welcoming RemarksSEC Chair Mary Jo White, Commissioners, and Division of Trading and Markets Associate Director David Shillman10:00 a.m. [read post]
28 Jul 2016, 10:37 am
When the plan was announced, SEC Chair Mary Jo White commented that the plan “will enable regulators to harness today’s technology to enhance the regulation and oversight of [] trading markets” and “will significantly increase the ability of regulators to conduct research, reconstruct market events, monitor market behavior, and identify and investigate misconduct. [read post]
