Search for: "Morgan Stanley "
Results 1241 - 1260
of 3,680
Sort by Relevance
|
Sort by Date
8 Mar 2016, 6:52 pm
A retired couple from North Carolina has filed an arbitration claim against Morgan Stanley, alleging it failed to adequately disclose the risks involved in a proprietary energy-related investment in which they’ve lost more than $100,000, according to the law firm representing them. [read post]
8 Mar 2016, 1:08 pm
” In addition, Neal alleged that “had [Morgan Stanley] not made these representations, he would not have left [JP Morgan], nor executed a promissory note with [Morgan Stanley]. [read post]
3 Mar 2016, 7:24 am
The Morgan Stanley Cushing MLP High Income Index ETN is an exchange-traded note issued by Morgan Stanley. [read post]
29 Feb 2016, 4:43 pm
This past year was an eventful one in the corporate and securities litigation arena, with the U.S. [read post]
29 Feb 2016, 6:43 am
However, the article noted that Morgan Stanley is actually behind other firms in the loan race because Morgan Stanley makes just 55 cents of loans for every dollar deposited which is far less than the 70 to 80 cents that rival banks make. [read post]
23 Feb 2016, 6:51 am
Morgan Stanley notes that market share of converged technologies keeps increasing, e.g., mobile phones. [read post]
19 Feb 2016, 5:34 am
The agreement discussed, which was presented to certain Morgan Stanley brokers, contained a provision that was effectively a waiver of the Protocol. [read post]
18 Feb 2016, 11:03 am
VP- Morgan Stanley Dean Witter Vice President/ AnnouncementsBill Madden, Brown & BrownYes, We will be attending the meeting - fax back to Law Office Fax:(732) 572-0500Name: _____________________________To receive the new Free email newsletter on Estate Planning and Probate,Fax or email Name: _____________________________E-mail: _______________________________ [read post]
16 Feb 2016, 12:06 pm
While investors have suffered alarming losses in the oil and natural gas related investments, broker-dealers such as Citigroup, Barclays, Wells Fargo, Bank of America Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS and JP Morgan have made approximately $1.1 billion in fees and commissions from selling these products. [read post]
16 Feb 2016, 9:12 am
Morgan Stanley will pay $2.6 billion to the U.S. [read post]
11 Feb 2016, 12:44 pm
Morgan Stanley [corporate website] agreed Thursday to pay about $3.2 billion to settle charges [settlement agreement, PDF] that it misled investors in residential mortgage-backed securities. [read post]
10 Feb 2016, 4:04 am
Sixty percent of them if I’m right, I think got majority support, and then I think there were 118 companies who actually in 2015 adopted some form of proxy access, names everyone knows –GE, Microsoft, Goldman Sachs, Morgan Stanley, Bank of America, and many other companies. [read post]
9 Feb 2016, 8:47 am
For example, one HSBC-Morgan Stanley note reportedly was issued to investors at $10 and is now valued on paper at roughly $7.23 but will only sell for $7.02, as of last week – a roughly 30% decline. [read post]
9 Feb 2016, 7:47 am
Morgan Stanley Smith Barney LLC, February 4, 2016).District court action. [read post]
8 Feb 2016, 1:48 am
In pertinent part, the DOJ Press Release states"The Justice Department today announced that Morgan Stanley will pay a $2.6 billion penalty to resolve claims related to Morgan Stanley’s marketing, sale and issuance of residential mortgage-backed securities (RMBS). [read post]
5 Feb 2016, 11:49 am
On January 29, Morgan Stanley and the Federal Deposit Insurance Corporation agreed to settle five suits encompassing state and federal claims alleging that Morgan Stanley made misrepresentations in offering residential mortgage-backed securities to three now-defunct banks. [read post]
3 Feb 2016, 9:42 am
., JPMorgan, Ameriprise Brokerage, Raymond James, RBC Wealth Management, Morgan Stanley, and Securities America Inc. [read post]
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
26 Jan 2016, 8:07 am
For an eighteen year period, 1998 through 2015, he found that while Wall Street analysts from firms such as Merrill Lynch, Morgan Stanley, and UBS predicted an up year more than 95% of the time, the stock market was up only 73% of the time. [read post]
26 Jan 2016, 8:07 am
For an eighteen year period, 1998 through 2015, he found that while Wall Street analysts from firms such as Merrill Lynch, Morgan Stanley, and UBS predicted an up year more than 95% of the time, the stock market was up only 73% of the time. [read post]
