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1 Jun 2020, 5:48 am
Gerald and his spouse Sheryl each owned 49.5% of the common stock of New Roads. [read post]
15 Dec 2014, 9:26 am
Citigroup was also fined by the New York Stock Exchange in 2007 for similar issues. [read post]
28 Nov 2007, 11:31 am
[…] The New York State Teachers’ Retirement System, with $100 billion in assets, also disclosed plans to cut its target rate for U.S. stocks to 46% from 51%. [read post]
18 May 2008, 6:19 pm
In particular, it examines a recent decision from a New York bankruptcy court that rejected the Section 546(e) defense in a situation involving an LBO of a private, rather than publicly traded, target company. [read post]
12 Mar 2015, 4:31 am
The proof is in the penalty, and the stock price... [read post]
23 Mar 2024, 3:10 am
Enlarge / Steve Huffman, u/spez on Reddit, sold 500,000 of his shares in Reddit’s IPO on Thursday (credit: AFP via Getty Images) In an interview on the New York Stock Exchange trading floor ahead of Reddit’s market debut on Thursday, chief executive Steve Huffman acknowledged that the mischievous retail investors that congregate on the social media platform might deliberately drive down its share price. [read post]
8 May 2024, 7:20 pm
., (CRD#: 249/SEC#: 801-887,8-4077) headquartered in New York, New York, is a national financial advisory firm. [read post]
2 Sep 2016, 6:06 am
Wolf and Sarkis Jebejian, Kirkland & Ellis LLP, on Monday, August 29, 2016 Tags: Acquisitions, Advanced notice, Boards of Directors, Charter & bylaws, Director qualifications, Hedge funds, Mergers & acquisitions,Proxy contests, Shareholder activism, Shareholder meetings, Shareholder nominations, Shareholder voting Buyout Activity: The Impact of Aggregate Discount Rates Posted by Matthew Plosser, Federal Reserve Bank of New York, on Tuesday, August 30, 2016 Tags:… [read post]
12 Nov 2008, 5:29 pm
Konstantinos Karetsos and Greta Rothstein began their New York Stock Exchange arbitration in February 2006. [read post]
15 Nov 2016, 1:42 pm
He, also, is the host of a popular New York talk radio program.Sean C. [read post]
25 Mar 2016, 1:38 pm
-based computers involved the hacking into of the supervisory control and data acquisition (SCADA) system at the Bowman dam located about 30 miles north of New York City in Rye, New York. [read post]
17 Nov 2011, 2:44 pm
The video above, produced by Wired’s Mark Riffee, shows the New York Police Department out in force on Thursday morning to foil the #OWS plan to shut down the New York Stock Exchange before the opening bell. [read post]
30 May 2014, 8:23 am
S-K in the United States, the continuous disclosure obligations under the Australian Corporations Act 2001 (Cth) (‘CA’), and listing rules (LRs) such as those adopted by the ASX and the New York Stock Exchange (‘NYSE’) would require the disclosure of material corporate practices outside our national borders. [read post]
16 Jun 2016, 10:26 am
DiVenuto (CRD #2513921, Newburgh, New York) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
19 Nov 2011, 5:42 am
The New York Times on November 17, 2011 released the following: “BY KEVIN ROOSE It may be the new, new thing in fraud. [read post]
19 Nov 2011, 5:42 am
The New York Times on November 17, 2011 released the following: “BY KEVIN ROOSE It may be the new, new thing in fraud. [read post]
11 Nov 2016, 11:40 am
Purportedly, a ForceField executive paid kickbacks to Cocuzzo in exchange for his purchase of ForceField stock in his clients’ brokerage accounts, according to the Justice Department. [read post]
11 Jul 2011, 2:04 pm
Within the recent years, both the Department of Justice and the Securities and Exchange Commission have recognize common abusive techniques used to pump the penny stock trading, and have been aggressively prosecuting these cased in New York Federal Court. [read post]
11 Oct 2021, 7:32 am
The firm is dedicated to helping investors in arbitration claims against their brokerage firms or financial professionals and has the knowledge and skills necessary to protect investors’ rights in securities cases filed with the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange (NYSE), the American Arbitration Association (AAA), and the National Futures Association (NFA). [read post]
22 Mar 2024, 1:42 pm
In a perverse way, it’s brilliant: by taking Truth Social public via SPAC at a wildly inflated price (future ticker symbol “DJT”), former president Donald Trump is now making it possible for any entity—a foreign government, sovereign wealth fund, domestic high-dollar lobbyist, a mere political supporter—to literally buy a piece of DJT.Rather than going through the at-least-somewhat-regulated campaign finance system, starting next week, anyone can simply buy shares of… [read post]
