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9 Jul 2017, 5:14 pm
The consolidated action against Petrobras, certain of its executives, and its offering underwriters, involves two sets of claimants: investors who purchased Petrobras American Depositary Shares (ADS) on the New York Stock Exchange; and investors who purchased Petrobras debt securities in May 2013 and March 2014 offerings. [read post]
28 Jun 2017, 7:11 am
He thinks that some brokers manage this conflict well, but others do not—and the ones that do not, end up making more money.Tom Farley, president of the New York Stock Exchange (NYSE) said he thinks that broker-dealers are conscientious actors who acknowledge an inherent conflict of interest regarding rebates. [read post]
22 Jun 2017, 2:48 pm
The United States Bankruptcy Court for the Southern District of New York sustained Lehman’s objections. [read post]
22 Jun 2017, 2:48 pm
The United States Bankruptcy Court for the Southern District of New York sustained Lehman’s objections. [read post]
22 Jun 2017, 2:48 pm
The United States Bankruptcy Court for the Southern District of New York sustained Lehman’s objections. [read post]
22 Jun 2017, 8:53 am
The United States Bankruptcy Court for the Southern District of New York sustained Lehman’s objections. [read post]
21 Jun 2017, 11:57 am
The United States Bankruptcy Court for the Southern District of New York sustained Lehman’s objections. [read post]
21 Jun 2017, 11:57 am
The United States Bankruptcy Court for the Southern District of New York sustained Lehman’s objections. [read post]
21 Jun 2017, 10:11 am
Attorney’s Office for the Southern District of New York has brought parallel criminal charges against Murray. [read post]
20 Jun 2017, 7:31 am
Aegis Capital Corporation was founded in 1984 and is based in New York, New York. [read post]
16 Jun 2017, 8:32 am
Attorney’s Office for the Southern District of New York. [read post]
12 Jun 2017, 9:17 am
For the first time in history, New York Stock Exchange (NYSE) has approved a cannabis company to have its shares actively traded on the public market. [read post]
6 Jun 2017, 3:45 pm
Daimler had argued that prior to the institution of its ADRs, the company had delisted its shares from the New York Stock Exchange and delisted its stock with the SEC, and argued further that the company had played no role in issuing the ADR certificates or administering the ADR program. [read post]
30 May 2017, 12:10 pm
Cook recognized that 2017 marks FINRA’s ten-year anniversary since its “successful” but “complicated” merger of the National Association of Securities Dealers (NASD) and the regulatory arm of the New York Stock Exchange (NYSE). [read post]
30 May 2017, 8:39 am
Attorney’s Office for the Southern District of New York has brought related criminal charges. [read post]
26 May 2017, 6:34 am
’s IPO [on March 2, 2017], featuring public shares with no voting rights, appears to be the first no-vote listing at IPO on a U.S. exchange since the New York Stock Exchange (NYSE) in 1940 generally barred multi-class common stock structures with differential voting rights. [read post]
18 May 2017, 7:45 am
The company has been in discussions with the New York Stock Exchange (NYSE) to keep its current listing through the restructuring process. [read post]
18 May 2017, 6:54 am
A federal appeals court in New York dismissed FTI Consulting, Inc. [read post]
17 May 2017, 8:57 am
But it’s certainly simpler than having to market and complete a new offering of stock as part of it.) [read post]
14 May 2017, 2:43 pm
Tidewater received notice from the New York Stock Exchange in April that it is at risk of being delisted before the end of the year because its average stock price sat below $1.00 per share for too long. [read post]
