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2 Aug 2011, 3:22 pm
David Group of Companies, Inc. [read post]
27 Jul 2011, 7:29 pm
State and federal officials investigating mortgage practices have offered to settle in Washington, including a proposal for banks to fund principal writedowns for homeowners. [read post]
26 Jul 2011, 4:26 pm
Events Proceeding ING's ComplaintIn 2005, Appellant Young America Mortgage (YAM) and Respondent ING Bank entered into a “Broker Origination Agreement” under which YAM “solicit[ed] prospective Borrowers for residential mortgage loans” and ING, “upon approval of the application, fund[ed] such Loans. [read post]
25 Jul 2011, 10:19 am
Lured with true tales of weight lost and health regained, they begin to uncover hidden sides of animal agriculture and soon start to wonder whether solutions offered in films like Food, Inc. go far enough. [read post]
22 Jul 2011, 6:22 am
Further, incoming investor funds were used to make interest and principal payments to existing investors. [read post]
19 Jul 2011, 2:00 am
The recently-settled SEC enforcement action against Wunderlich Securities, Inc. [read post]
18 Jul 2011, 2:00 am
The new rule provides that a foreign investment adviser, an adviser with a principal office and place of business outside of the United States, qualifies for the exemption if: (1) the foreign adviser has no client that is a U.S. person, except for one or more private funds and (2) U.S. attributable assets managed by the foreign adviser are less than $150 million. [read post]
16 Jul 2011, 11:13 am
Karson executive managing director at investigative firm Kroll Inc. [read post]
14 Jul 2011, 10:08 pm
A Copyright Will Protect You From Pirates - by Ioan Sameli - http://bit.ly/lJrePv. [read post]
7 Jul 2011, 2:14 pm
The SEC charged a New York-based brokerage firm, Windham Securities, Inc., and two executives with misappropriating investor funds. [read post]
7 Jul 2011, 1:39 pm
Accordint to the SEC's complaint, Windham, Solomon and Constantin misappropriated ivnestor funds from an investment opportunity in Leeward Group, Inc. [read post]
5 Jul 2011, 6:03 am
Inc. [read post]
5 Jul 2011, 6:03 am
Inc. [read post]
30 Jun 2011, 8:09 am
You can download a full copy of PAS, Inc. v. [read post]
29 Jun 2011, 3:22 pm
The Vanguard Group Inc. [read post]
23 Jun 2011, 1:19 pm
For instance: a defendant whose potential liability is minimal may wish to pay a relatively small sum early to avoid being entangled in the morass of a lengthy dispute; a plaintiff may find it advantageous to collect some money from one defendant to fund its claims against the others; even where multiple defendants have similar prospects of liability, differences in personality or in the availability of funding may dictate completely different responses to the… [read post]
23 Jun 2011, 1:19 pm
For instance: a defendant whose potential liability is minimal may wish to pay a relatively small sum early to avoid being entangled in the morass of a lengthy dispute; a plaintiff may find it advantageous to collect some money from one defendant to fund its claims against the others; even where multiple defendants have similar prospects of liability, differences in personality or in the availability of funding may dictate completely different responses to the… [read post]
22 Jun 2011, 5:48 am
I’m pleased that Regan MacBain Traub, CPC, SPHR, founder and managing principal of The Human Resource Consortium, was able to take some time to respond to some questions. [read post]
14 Jun 2011, 8:15 am
Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
7 Jun 2011, 11:54 pm
FINRA contends that the alleged actions by the broker-dealer exposed investors to the risk of losing if not all then a significant part of their principal through potential over concentration in CMOs. [read post]
