Search for: "Suspensions, LLC"
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19 Jul 2010, 12:25 am
Manufacturing LLC (TTABlog) District Court N D Illinois: Letter sent outside Illinois cannot create Jurisdiction: Alta Mere Indus., Inc. v. [read post]
1 Sep 2010, 3:48 am
The normal course of affairs is that there is no situation a police officer prefers than one where he comes out a hero. [read post]
22 Jul 2019, 11:41 am
Case citation: Federal Agency of News LLC v. [read post]
7 Jun 2015, 7:21 pm
On the heels of its retroactive application of Simeio Solutions, USCIS in a further surprise announced the suspension on May 26 of expedited adjudication of H-1B petitions under the USCIS Premium Processing Service purportedly because of the wholly foreseeable increase in applications for H-4 spousal work permits — a workflow the agency had been planning since May, 2014. [read post]
30 Oct 2007, 1:28 am
Q: How do I create an LLC? [read post]
6 Mar 2015, 9:05 am
Lora Wagner, a married New York City teacher who protested the lack of maternity leave and worked to change the New York City Board of Education policy of suspension of teachers who became mothers. [read post]
21 Jun 2018, 6:55 am
For the full report visit FINRA's website here.Brokerages & Brokers Sanctioned, Fined, or Banned by FINRAPark Avenue Securities LLC - New York, NYThe firm was censured, fined $300,000 and required to submit a written certification to FINRA that it has completed a review of its systems and procedures regarding the supervision of variable annuities and that, as of the date of the certification, the firm’s policies, systems and procedures (written and otherwise) are reasonably… [read post]
19 Jan 2022, 2:35 am
This would also likely result in a voluntary suspension of the sale of L Bonds. [read post]
27 Aug 2023, 7:49 pm
Regulatory actions taken against a broker-dealer may include censures, fines, suspensions and restitution, among others. [read post]
16 Apr 2016, 4:37 am
Our 2007 conference on the justifications for dilution. * Free Kick Master LLC v. [read post]
6 Jun 2021, 10:16 pm
ALM Media Properties, LLC. [read post]
16 May 2023, 9:18 am
FINRA Regulatory Actions Regulatory actions can include censures, fines, suspensions, or even the revocation of a broker’s license. [read post]
10 Jul 2018, 3:57 am
On April 18, 2018, FINRA issued a $20,000 fine and a two-year suspension to a broker for failure to disclose his private blockchain business activity with his firm. [read post]
13 Sep 2010, 1:20 am
Law.com® 120 Broadway, 5th Floor, New York, NY 10271-1101 (877) 256-CIRC Customer Service Phone: (877) 256-CIRC © 2010 ALM Media Properties, LLC. [read post]
19 Sep 2023, 11:56 pm
The White Law Group, LLC is a national law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
16 Aug 2023, 9:04 am
Regulatory actions taken against a broker-dealer may include censures, fines, suspensions and restitution, among others. [read post]
16 Mar 2010, 1:14 am
Shaw, who had requested a six-to-12-month retroactive suspension after admitting that he performed investigative services under two fake identities, billed the firm for them, and collected approximately $493,000. [read post]
13 Apr 2023, 1:32 pm
They may include censures, fines, suspensions or restitution among others. [read post]
20 Aug 2009, 4:22 pm
There he conducted employee meetings, set work schedules, verified payroll, documented injuries, handled suspension and termination procedures, and prepared daily production reports. [read post]
15 Mar 2022, 10:36 am
Case citation: The Sunny Factory, LLC v. [read post]
