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19 Mar 2012, 12:36 pm
FINRA announced today that it fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ordered more than $648,000 in restitution and interest to more than 3,600 customers for charging excessive markups and markdowns on corporate and... [read post]
15 Apr 2022, 1:59 am
April 14, Chicago—NFA has ordered Connecticut-based futures commission merchant and forex dealer Member Interactive Brokers LLC to pay a $250,000 fine. [read post]
24 Nov 2010, 3:44 am
“A construction firm and a contract worker have been fined after a man was killed and two others injured at a building site in Banbury, Oxfordshire. [read post]
6 Nov 2003, 10:00 am
In administrative law and agencies news Thursday, a Louisiana ophthalmologist has agreed to pay $1.1 million in fines stemming from studies he conducted on patients. [read post]
12 Oct 2009, 1:32 pm
FINRA announced that it has fined Citigroup Global Markets Inc. $600,000 and censured the firm for failing to supervise complex trading strategies designed in part to minimize potential tax liabilities. [read post]
21 Jan 2011, 1:55 am
“A Birmingham care home has been fined £150,000 after one of its residents was accidentally strangled by the seatbelt of her wheelchair. [read post]
3 Sep 2010, 7:46 am
“A couple who dumped five pet bearded dragons in bin bags have both been fined £1,113. [read post]
26 Jun 2016, 3:55 am
UN human rights experts on cultural rights and on freedom of expression have expressed concern at the imprisonment and imposition of heavy fines against three artists in the Islamic Republic of Iran earlier this month and have called for their immediate release. [read post]
4 Jul 2012, 12:00 am
Daniel Sokol Konrad Stolarski, Jagiellonian University - Faculty of Law and Administration asks Fines for Failure to Cooperate within Antitrust Proceedings – The Ultimate Weapon for Antitrust Authorities? [read post]
9 Sep 2011, 7:42 am
“A field sports company has been fined £40,000 after damaging part of the North York Moors National Park.” Full story BBC News, 9th September 2011 Source: www.bbc.co.uk [read post]
25 Oct 2011, 12:48 pm
FINRA announced that it fined UBS Securities LLC $12 million for violating Regulation SHO (Reg SHO) and failing to properly supervise short sales of securities. [read post]
13 May 2011, 2:13 am
“A convicted burglar who broke into an artists’ workshop has been fined just 1p after a deal was agreed with the prosecution. [read post]
6 Jun 2007, 1:40 am
“Errant fathers will be fined automatically if their child maintenance case ends up with the commission that replaces the Child Support Agency next year. [read post]
23 Feb 2010, 8:20 am
“Tesco has been ordered to pay £74,000 in fines and costs after mice were seen between the aisles of a Suffolk store. [read post]
7 Sep 2010, 8:04 am
“Newcastle City Council has been fined after a young girl was injured by an exhibit at one of its museums. [read post]
15 Dec 2011, 2:33 am
“Tissue maker Kimberly-Clark has been fined £180,000 over the death of a worker at its plant in Cumbria.” Full story BBC News, 15th December 2011 Source: www.bbc.co.uk [read post]
14 Jan 2011, 1:59 am
“A charity which runs a Herefordshire show has been fined £10,000 after an exhibitor was electrocuted at the site. [read post]
9 Jul 2010, 7:15 am
“A clay company has been fined for polluting a stream on the edge of Dartmoor in Devon. [read post]
3 Aug 2020, 6:34 am
Superior Court finance office now closed because of the Covid-19 pandemic, courts costs, fines and fees can now be paid online or by mail. [read post]
14 Apr 2011, 12:14 pm
FINRA announced that it fined Jefferies & Company, Inc. $1.5 million for failing to disclose additional compensation received and conflicts in connection with the sale of auction rate securities (ARS). [read post]
