Search for: "In Re Securities and Exchange Commission"
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21 Aug 2009, 7:53 am
Securities and Exchange Commission re-opened the comment period on its proposals respecting short sales first published in April. [read post]
21 Jul 2010, 12:34 pm
Companies that use minerals from the Congo in their products – like our blackberries, computers, digital cameras… – will now be forced to disclose to the Securities and Exchange Commission the steps they’re taking to ensure they aren’t using minerals from the Congo that fuel human rights abuses. [read post]
22 Jun 2009, 7:00 pm
The maximum sentence is 150 years in a federal prison, based on Madoff's guilty plea to 11 criminal counts, including fraud, money laundering, perjury, false filing with the Securities and Exchange Commission, and other crimes. [read post]
18 Dec 2008, 4:41 pm
While I'm multi-tasking, here are a few things I'm thinking about today:Maybe a Mary Schapiro can whip the Securities and Exchange Commission into shape. [read post]
29 Jun 2010, 11:22 am
Apart from requiring that PCAOB members could be removed by the Securities and Exchange Commission “at will” rather than “for cause”, the Court did not require any significant changes in the operation of the PCAOB.All is well also on the flip side.The 2002 Sarbanes-Oxley act is also safe.Opposers to the act, who were hoping that this case might shut down the legislation, or at minimum, force Congress to re-examine its foundation and lessen… [read post]
11 Oct 2012, 4:22 am
Denbury Res. [read post]
11 Jan 2018, 9:30 pm
Securities and Exchange Commission (SEC) temporarily suspended trading of UBI Blockchain Internet, a Chinese company that provides blockchain services. [read post]
9 Sep 2011, 2:51 am
Meanwhile, congressional Republicans have already succeeded in cutting funding for the Securities and Exchange Commission despite increased responsibilities under the Dodd-Frank Act. [read post]
18 May 2009, 1:34 pm
The first would be similar to the Commission's proposal from 2003, and would write an access method directly into the securities laws. [read post]
27 Dec 2013, 6:36 am
In one such speech Mary Jo White, the new chair of the Securities and Exchange Commission, asked a group of CCOs: ”Do you have the necessary independence, access, authority and support to do your jobs effectively? [read post]
1 Feb 2012, 9:07 am
Securities and Exchange Commission was also involved in the probe, said another person familiar with the case, who added that fewer than five people will be charged. [read post]
14 Mar 2010, 8:25 am
After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC” or “Commission”) announced on February 24, 2010 the adoption of a new short sale rule — Rule 201 of Regulation SHO (the “Rule” or “Rule 201”). [read post]
20 May 2024, 9:05 pm
The Ban the Batistas campaign is calling on the New York Stock Exchange (NYSE) and the Securities and Exchange Commission (SEC) to bar the Batista Brothers from U.S. markets in what it says would be “a decisive response to their ruthless onslaught on fair play. [read post]
28 Jan 2020, 5:00 am
Last February, the center-left Social Democratic Party—the junior coalition partner in the German government—announced the creation of a commission to re-examine the party’s approach to foreign and security policy. [read post]
20 Oct 2017, 6:00 am
[More…] Senate Panel Sets Hearing Next Week on Pair of SEC Nominees The Senate Banking Committee is set to hold a confirmation hearing next week for the Trump administration’s two nominees to fill vacancies at the Securities and Exchange Commission, according to person familiar with the matter. [read post]
27 Jan 2017, 10:28 am
According to a Russian government spokesman, the leaders will “exchange views about the main parameters about current bilateral relations. [read post]
26 Feb 2021, 6:00 am
Securities and Exchange Commission, on Wednesday, February 24, 2021 Tags: Capital formation, Cryptocurrency, Financial technology, GameStop, Investor protection, Robinhood, Securities enforcement, Securities regulation, Short sales More than 1,200 Empirical Studies Apply the Entrenchment Index of Bebchuk, Cohen and Ferrell (2009) Posted by Leeor Ofer (Harvard Law School), on Wednesday, February… [read post]
11 Aug 2016, 4:02 am
Securities and Exchange Commission. [read post]
9 Mar 2021, 3:03 am
We’re excited to offer a format that can be either “live & interactive” or “on-demand” (your choice! [read post]
14 Feb 2008, 4:53 am
Securities and Exchange Commission and various other regulators are on their case with serious investigations. [read post]
